Who Owns Kafka? by Judith Butler

Who Owns Kafka?

Judith Butler

The London Review of Books:

An ongoing trial in Tel Aviv is set to determine who will have stewardship of several boxes of Kafka’s original writings, including primary drafts of his published works, currently stored in Zurich and Tel Aviv. As is well known, Kafka left his published and unpublished work to Max Brod, along with the explicit instruction that the work should be destroyed on Kafka’s death. Indeed, Kafka had apparently already burned much of the work himself. Brod refused to honour the request, although he did not publish everything that was bequeathed to him. He published the novels The Trial, The Castle and Amerika between 1925 and 1927. In 1935, he published the collected works, but then put most of the rest away in suitcases, perhaps honouring Kafka’s wish not to have it published, but surely refusing the wish to have it destroyed. Brod’s compromise with himself turned out to be consequential, and in some ways we are now living out the consequences of the non-resolution of Kafka’s bequest.

Brod fled Europe for Palestine in 1939, and though many of the manuscripts in his custody ended up at the Bodleian Library in Oxford, he held on to a substantial number of them until his death in 1968. It was to his secretary Esther Hoffe, with whom he appears to have had an amorous relationship, that Brod bequeathed the manuscripts, and she kept most of them until her own death in 2007 at the age of 101. For the most part Esther did as Max did, holding on to the various boxes, stashing them in vaults, but in 1988 she sold the manuscript of The Trial for $2 million, at which point it became clear that one could turn quite a profit from Kafka. What no one could have predicted, however, is that a trial would eventually take place after Esther’s death in which her daughters, Eva and Ruth, would claim that no one needs to inventory the materials and that the value of the manuscripts should be determined by their weight – quite literally, by what they weigh. As one of the attorneys representing Hoffe’s estate explained: ‘If we get an agreement, the material will be offered for sale as a single entity, in one package. It will be sold by weight … They’ll say: “There’s a kilogram of papers here, the highest bidder will be able to approach and see what’s there.” The National Library [of Israel] can get in line and make an offer, too.’

How Kafka turned into such a commodity – indeed a new gold standard – is an important question, and one to which I shall return. We are all too familiar with the way in which the value of literary and academic work is currently being established by quantitative means, but I am not sure anyone has yet proposed that we simply weigh our work on the scales. But to begin with, let us consider who the parties are to the trial and the various claims they make. First, there is the National Library of Israel, which claims that Esther Hoffe’s will should be set aside, since Kafka does not belong to these women, but either to the ‘public good’ or else to the Jewish people, where these sometimes seem to be the same. David Blumberg, chairman of the board of directors of the National Library, puts the case this way: ‘The library does not intend to give up on cultural assets belonging to the Jewish people … Because it is not a commercial institution and the items kept there are accessible to all without cost, the library will continue its efforts to gain transfer of the manuscripts that have been found.’ It is interesting to consider how Kafka’s writings can at once constitute an ‘asset’ of the Jewish people and at the same time have nothing to do with commercial activities. Oren Weinberg, the CEO of the National Library, made a similar remark more recently: ‘The library regards with concern the new position expressed by the executors, who want to mix financial considerations into the decision as to whom the estate will be given. Revealing the treasures, which have been hidden in vaults for decades, will serve the public interest, but the position of the executors is liable to undermine that measure, for reasons that will benefit neither Israel nor the world.’

So it seems we are to understand Kafka’s work as an ‘asset’ of the Jewish people, though not a restrictively financial one. If Kafka is claimed as a primarily Jewish writer, he comes to belong primarily to the Jewish people, and his writing to the cultural assets of the Jewish people. This claim, already controversial (since it effaces other modes of belonging or, rather, non-belonging), becomes all the more so when we realise that the legal case rests on the presumption that it is the state of Israel that represents the Jewish people. This may seem a merely descriptive claim, but it carries with it extraordinary, and contradictory, consequences. First, the claim overcomes the distinction between Jews who are Zionist and Jews who are not, for example Jews in the diaspora for whom the homeland is not a place of inevitable return or a final destination. Second, the claim that it is Israel that represents the Jewish people has domestic consequences as well. Indeed, Israel’s problem of how best to achieve and maintain a demographic majority over its non-Jewish population, now estimated to constitute more than 20 per cent of the population within its existing borders, is predicated on the fact that Israel is not a restrictively Jewish state and that, if it is to represent its population fairly or equally, it must represent both Jewish and non-Jewish citizens. The assertion that Israel represents the Jewish people thus denies the vast number of Jews outside Israel who are not represented by it, either legally or politically, but also the Palestinian and other non-Jewish citizens of that state. The position of the National Library relies on a conception of the nation of Israel that casts the Jewish population outside its territory as living in the Galut, in a state of exile and despondency that should be reversed, and can be reversed only through a return to Israel. The implicit understanding is that all Jews and Jewish cultural assets – whatever that might mean – outside Israel eventually and properly belong to Israel, since Israel represents not only all Jews but all significant Jewish cultural production. I will simply note that there exists a great deal of interesting commentary on this problem of the Galut by scholars such as Amnon Raz-Krakotzkin, who, in his extraordinary work on exile and sovereignty, argues that the exilic is proper to Judaism and even to Jewishness, and that Zionism errs in thinking that exile must be overcome through the invocation of the Law of Return, or indeed, the popular notion of ‘birthright’. Exile may in fact be a point of departure for thinking about cohabitation and for bringing diasporic values back to that region. This was also no doubt Edward Said’s point when, in Freud and the Non-European, he called for the exilic histories of both Jews and Palestinians to serve as the basis for a new polity in Palestine.

The Galut is thus not a fallen realm in need of redemption, even though it is precisely what state and cultural forms of Zionism seek to overcome through extending rights of return to all those born of Jewish mothers – and now through claiming significant works by those who happen to be Jews as Jewish cultural capital that, as such, rightly belongs to the Israeli state. Indeed, if the argument of the National Library were successful, then the representative claim of the state of Israel would be greatly expanded. As Antony Lerman put it in the Guardian, if

the National Library claims the legacy of Kafka for the Jewish state, it, and institutions like it in Israel, can lay claim to practically any pre-Holocaust synagogue, artwork, manuscript or valuable ritual object extant in Europe. But neither Israel as a state, nor any state or public institution, has such a right. (And while it’s true that Kafka is a key figure of the Jewish cultural past, as one of the world’s most significant authors whose themes find echoes in many countries and cultures, Israel’s proprietary attitude is surely misplaced.)

Although Lerman laments the ‘implied subservience of European Jewish communities to Israel’, the problem has broader global implications: if the diaspora is conceived as a fallen realm, unredeemed, then all cultural production by those who are arguably Jewish according to the rabbinic laws governing the Law of Return will be subject to posthumous legal appropriation, provided that the work is regarded as an ‘asset’. And this brings me to my third point, namely, that where there are assets, there are also liabilities. So it is not enough for a person or a work to be Jewish; they have to be Jewish in a way that can be capitalised on by the Israeli state as it currently fights on many fronts against cultural delegitimation. An asset, one imagines, is something that enhances Israel’s world reputation, which many would allow is in need of repair: the wager is that the world reputation of Kafka will become the world reputation of Israel. But a liability, and a Jewish one, is someone whose person or work, arguably Jewish, constitutes a deficit of some kind; consider, for instance, the recent efforts to prosecute Israeli human rights organisations, such as B’tselem, for publicly documenting the number of civilian casualties in the war against Gaza. Perhaps Kafka might be instrumentalised to overcome the loss of standing that Israel has suffered by virtue of its ongoing illegal occupation of Palestinian land. It matters that Israel comes to own the work, but also that the work is housed within the established territory of the state, so that anyone who seeks to see and study that work must cross Israel’s border and engage with its cultural institutions. And this is also problematic, not only because citizens from several countries and non-citizens within the Occupied Territories are not allowed to cross that border, but also because many artists, performers and intellectuals are currently honouring the cultural and academic boycott, refusing to appear in Israel unless their host institutions voice a strong and sustained opposition to the occupation. The Kafka trial not only takes place against this political backdrop, but actively intervenes in its reconfiguration: if the National Library in Jerusalem wins its case, to have access to the unpublished and unseen materials of Franz Kafka one will have to defy the boycott and will have implicitly to acknowledge the Israeli state’s right to appropriate cultural goods whose high value is assumed to convert contagiously into the high value of Israel itself. Can poor Kafka shoulder such a burden? Can he really help the Israeli state overcome the bad press of the occupation?

It is strange that Israel might be relying on the fragile remains of Franz Kafka to establish its cultural claim to work that is produced by that class of persons we might call ‘arguably Jewish’. And it probably also matters that the adversaries here are the daughters of the one-time mistress of Max Brod, a committed Zionist, whose own political interests seem to be vastly overshadowed by the prospect of financial gain. Their pursuit of a profitable outcome seems to know no national boundaries and to honour no particular claims of national belonging – like capitalism itself. In fact, the German Literature Archive would probably be in a better position to pay the sums imagined by these sisters. In a desperate move, the Israeli counsel for the National Library sought to debunk the ownership claims of the sisters by producing a letter by Brod accusing his paramour of disrespecting him, and insisting that he would prefer to leave these materials to someone who regarded him as a person of significance. Since the letter names no such people, it might be hard to sustain the claim that it overrides the explicit stipulation of the will. We shall see whether this document of a lover’s quarrel holds up in court.

The National Library’s most powerful adversary is the German Literature Archive in Marbach, which, interestingly, has retained Israeli lawyers for the purposes of the trial. Presumably, with Israeli counsel, this does not have the appearance of a German-Jewish fight, and so does not recall that other trial – Eichmann’s in 1961 – in which the judge suddenly broke out of Hebrew and into German to address Eichmann directly. That moment caused a controversy over the question of what language belongs in an Israeli court of law, and of whether Eichmann should have been accorded such a courtesy. Several German scholars and newspapers have recently argued that Marbach is the proper home for Kafka’s newly discovered writings. Marbach, they point out, already owns the largest collection of Kafka manuscripts in the world, including the manuscript of The Trial, which it bought for 3.5 million German marks at Sotheby’s in 1988. These scholars argue against further fragmentation of the oeuvre, and point to the superior capacity of the Marbach facility to conserve such materials. There seems to be a sense that Germany might be, all in all, a more secure location. But of course another part of the argument is that Kafka belongs to German literature and, specifically, to the German language. And though there is no attempt to say that he belongs to Germany as one of its past or virtual citizens, it seems that Germanness here transcends the history of citizenship and pivots on the question of linguistic competence and accomplishment. The argument of the German Literature Archive effaces the importance of multilingualism for Kafka’s formation and for his writing. (Indeed, would we have the Babel parables without the presumption of multilingualism, and would communication falter so insistently in his works without that backdrop of Czech, Yiddish and German converging in Kafka’s world?)

In focusing on just how perfectly German his language is, the archive joins in a long and curious tradition of praise for Kafka’s ‘pure’ German. George Steiner lauded ‘the translucency of Kafka’s German, its stainless quiet’, remarking that his ‘vocabulary and syntax are those of utmost abstention from waste’. John Updike referred to ‘the stirring purity’ of Kafka’s prose. Hannah Arendt, as well, wrote that his work ‘speaks the purest German prose of the century’. So although Kafka was certainly Czech, it seems that fact is superseded by his written German, which is apparently the most pure – or, shall we say, purified? Given the history of the valuation of ‘purity’ within German nationalism, including National Socialism, it is curious that Kafka should be made to stand for this rigorous and exclusionary norm. In what ways must Kafka’s multilingualism and his Czech origins be ‘purified’ in order to have him stand for a pure German? Is what is most remarkable or admirable about him that he seems to have purified himself, exemplifying the self-purifying capacities of the Ausländer?

It is interesting that these arguments about Kafka’s German are recirculating now, just as Angela Merkel has announced the failure of multiculturalism in Germany and marshalled as evidence the further claim that new immigrants, and indeed their ‘children and grandchildren’, fail to speak German correctly. She has publicly admonished such communities to rid themselves of every accent and to ‘integrate’ into the norms of the German linguistic community (a complaint quickly countered by Jürgen Habermas). Surely, Kafka could be a model of the successful immigrant, though he lived only briefly in Berlin, and clearly did not identify even with the German Jews. If Kafka’s new works are recruited to the Marbach archive, then Germany will be fortified in its effort to shift its nationalism to the level of language; the inclusion of Kafka takes place for the very same reason that less well-spoken immigrations are denounced and resisted. Is it possible that fragile Kafka could become a norm of European integration?

We find in Kafka’s correspondence with his lover Felice Bauer, who was from Berlin, that she is constantly correcting his German, suggesting that he is not fully at home in this second language. And his later lover, Milena Jesenská, who was also the translator of his works into Czech, is constantly teaching him Czech phrases he neither knows how to spell nor to pronounce, suggesting that Czech, too, is also something of a second language. In 1911, he is going to the Yiddish theatre and understanding what is said, but Yiddish is not a language he encounters very often in his family or his daily life; it remains an import from the east that is compelling and strange. So is there a first language here? And can it be argued that even the formal German in which Kafka writes – what Arendt called ‘purest’ German – bears the signs of someone entering the language from its outside? This was the argument in Deleuze and Guattari’s essay ‘Kafka: Toward a Minor Literature’.

Indeed, this quarrel seems to be an old one, one that Kafka himself invokes in a letter to Felice in October 1916 with reference to Max Brod’s essay on Jewish writers, ‘Our Writers and the Community’, published in Der Jude.

And incidentally, won’t you tell me what I really am; in the last Neue Rundschau, ‘Metamorphosis’ is mentioned and rejected on sensible grounds, and then the writer says: ‘There is something fundamentally German about K’s narrative art.’ In Max’s article on the other hand: ‘K’s stories are among the most typically Jewish documents of our time.’

‘A difficult case,’ Kafka writes. ‘Am I a circus rider on two horses? Alas, I am no rider, but lie prostrate on the ground.’

Let us consider some more of Kafka’s writings – his letters, some diary entries, two parables and a story – in order to cast light on the question of his belonging, his views on Zionism and his more general ways of thinking about reaching (and failing to reach) a destination. So far as we’re concerned with assessing the rights of ownership claimed in the trial, it probably doesn’t matter whether or not Kafka was a Zionist or whether he planned seriously to move to Palestine. The fact is that Brod was a Zionist and brought Kafka’s work along, even though Kafka himself never went, and never really planned to. He understood Palestine as a destination, but referred to the plan to go there as ‘dreams’. It was not simply that he lacked the will, but that he had a stopping ambivalence about the entire project. What I hope to show is that a poetics of non-arrival pervades this work and affects, if not afflicts, his love letters, his parables about journeys, and his explicit reflections on both Zionism and on the German language. I can understand that one might want to look specifically at what Kafka wrote about trials to see what light might be shed on the contemporary trial by his writings, but there are some differences that need to be remarked. This current trial is about ownership and rests in part on claims of national and linguistic belonging, but most of the trials and procedures that Kafka writes about involve unfounded allegations and nameless guilt. Now Kafka has himself become property, if not chattel (literally, an item of tangible movable or immovable property not attached to land), and the debate over his final destination is taking place, ironically, in family court. The very question of where Kafka belongs is already something of a scandal given the fact that the writing charts the vicissitudes of non-belonging, or of belonging too much. Remember: he broke every engagement he ever had, he never owned an apartment, and he asked his literary executor to destroy his papers, after which that contractual relation was to have ended. So arrangements outlived their original purposes and their intended timespan. Even though Kafka’s job was to adjudicate administrative insurance claims and binding contracts, his personal life was curiously void of them, except for an occasional contract to publish. Of course, I am prepared to accept that the legal management of his papers requires a decision regarding their stewardship, and that this problem of legal ownership has to be solved so the papers can be inventoried and made accessible. But if we turn to his writing to help us sort through this mess, we may well find that his writing is instead most pertinent in helping us to think through the limits of cultural belonging, as well as the traps of certain nationalist trajectories that have specific territorial destinations as their goal.

There is no doubt that Kafka’s Jewishness was important, but this in no way implied any sustained view on Zionism. He was immersed in Jewishness, but also sought to survive its sometimes pressing social demands. In 1911 he went to the Yiddish theatre nearly every week and described in detail what he saw there. In the subsequent years he read – ‘greedily’ as he puts it – L’Histoire de la littérature Judéo-Allemande by Meyer Pines, which was full of Hasidic tales, followed by Fromer’s Organismus des Judentums, which details rabbinic Talmudic traditions. He attended musical events at the Bar Kokhba Society, read portions of Kaballah and discussed them in his diaries, studied Moses Mendelssohn and Sholem Aleichem, read several Jewish magazines, attended lectures on Zionism and plays in Yiddish, and listened to Hebrew stories in translation. Apparently, on 25 February 1912, Kafka delivered a lecture on Yiddish, though I have not been able to find a copy. Perhaps it is stuffed in a box in Tel Aviv awaiting legal adjudication.

Alongside this impressive immersion in Jewish things – perhaps we could call it a mode of being enveloped – Kafka also voiced scepticism about that mode of social belonging. Hannah Arendt, whose own sense of belonging was similarly vexed (and became a subject of dispute with Gershom Scholem), made famous one of Kafka’s quips about the Jewish people: ‘My people, provided that I have one.’ As Louis Begley has recently made clear in a quite candid biographical essay, Kafka remained not only in two minds about Jewishness, but sometimes quite clearly torn apart. ‘What have I in common with Jews?’ he wrote in a diary entry in 1914. ‘I have hardly anything in common with myself and should stand very quietly in a corner, content that I can breathe.’ Sometimes his own remarks on Jews were harsh, if not violent, when, for instance, he calls the Jewish people ‘lizards’. In a letter to Milena, a non-Jew, he crosses over into a genocidal and suicidal fantasy in which no one can finally breathe any more:

I could rather reproach you for having much too good an opinion of the Jews whom you know (including myself) – there are others! – sometimes I’d like to cram them all as Jews (including myself) into the drawer of the laundry chest, then wait, then open the drawer a little, to see whether all have already suffocated, if not, to close the drawer again and go on like this to the end.

Jewishness is linked up, time and again, with the possibility of breathing. What have I in common with the Jews? I am lucky that I can breathe at all. So is it the Jews who make it difficult for him to breathe, or is it Kafka who imagines depriving the Jews of breath?

Kafka’s suffocation fantasy reiterates a phantasmatic vacillation of size that we also find, for instance, in The Judgment. In the fantasy, Kafka is impossibly large, larger than all the Jews he imagines putting into the drawer. And yet, he is also in the drawer, which makes him unbearably small. In The Judgment, the father is by turns huge and tiny: at one moment the son, Georg, remarks that when erect, he is so tall that his hand lightly touches the ceiling, but in a previous moment, the father is reduced to the size of a child and Georg carries him to bed. The son towers over the father only to be sentenced to death by the force of the latter’s words. Where is Kafka located in that fantasy of suffocation, and where is Georg? They are subject to a perpetual vacillation in which no one finally is sustained in a manageable scale. In the suffocation fantasy, Kafka is both agent and victim. But this persistent duality goes unrecognised by those who have used the letter to call him a self-hating Jew. Such a conclusion is no more warranted by the vacillations in his text than is the triumphant claim that Kafka’s occasionally admiring remarks about Zionism make him a Zionist. (He is, after all, flirting in some of those instances.) The suffocation fantasy, written in 1920, is perhaps most usefully understood in relation to a letter to Felice written four years earlier, after reading Arnold Zweig’s play Ritual Murder in Hungary (1916). The play enacts a drama from 1897 based on the blood libel against the Jews. Jews in a Hungarian village are accused of using a butcher’s knife to kill Christians and then using their blood to make unleavened bread. In the play, the accused are brought to court, where the charges are dismissed. An anti-Jewish riot breaks out on the streets and violence is directed against Jewish businesses and religious institutions. After reading Zweig’s play, Kafka wrote to Felice: ‘At one point I had to stop reading, sit down on the sofa, and weep. It’s years since I wept.’ The butcher’s knife, or knives like it, then reappear in his diaries and letters, and even several times in the published fiction: in The Trial, for instance, and again, most vividly, in ‘A Country Doctor’. The play gives us some sense of the limits of law, even the strange way that the law gives way to a lawlessness it cannot control.

The fact that Kafka wept at the story of false accusations – indeed, that few accounts made him weep as this one did – may strike us as surprising. The tone of the The Trial is, after all, one in which a false or obscure accusation against K. is relayed in the most neutral terms, without resonating affect. It seems that the grief avowed in the letters is precisely what is put out of play in the writing; and yet the writing conveys precisely a set of events that are bound together neither through probable cause nor logical induction. So the writing effectively opens up the disjunction between clarity – we might even say a certain lucidity and purity of prose – and the horror that is normalised precisely as a consequence of that lucidity. No one can fault the grammar and syntax of Kafka’s writing, and no one has ever found emotional excess in his tone; but precisely because of this apparently objective and rigorous mode of writing, a certain horror opens up in the midst of the quotidian, perhaps also an unspeakable grief. Syntax and theme are effectively at war, which means that we might think twice about praising Kafka only for his lucidity. After all, the lucid works as style only insofar as it betrays its own claim to self-sufficiency. Something obscure, if not unspeakable, opens up within the perfect syntax. Indeed, if we consider that recurrent and libellous accusations lurk in the background of his many trials, we can read the narrative voice as a neutralisation of outrage, a linguistic packing away of sorrow that paradoxically brings it to the fore. So Jews are his family, his small world, and he is already in some sense hemmed in by that small apartment, that relentless community, and in that sense suffocated. And yet, he was mindful of the stories and present dangers of anti-semitism, ones that he experienced directly in a riot that took place in 1918 in which he found himself amid a crowd ‘swimming in Jew-hatred’. Did he then look to Zionism as a way out of this profound ambivalence: the need to flee the constraints of family and community coupled with the need to find a place imagined as free of anti-semitism?

Consider the very first letter Kafka wrote to Felice in September 1912. In the opening line, he asks her to picture him together with her in Palestine:

In the likelihood that you no longer have even the remotest recollection of me, I am introducing myself once more: my name is Franz Kafka, and I am the person who greeted you for the first time that evening at Director Brod’s in Prague, the one who subsequently handed you across the table, one by one, photographs of a Thalia trip, and who finally, with the very hand now striking the keys, held your hand, the one which confirmed a promise to accompany him next year to Palestine.

As the correspondence unfolds over the next few years, Kafka lets her know time and again that he will really not be able to accompany her, not on this trip or on another, and certainly not to Palestine, at least not in this life as the person that he is: the hand that strikes the keys will not be holding her hand. Moreover, he has his doubts about Zionism and about ever arriving at that destination. He subsequently calls it a ‘dream’, and chides her a few years later for entertaining Zionism so seriously: ‘You flirted with it,’ he wrote. But actually, he was the one who introduced Palestine as the structure of flirtation: come with me, take my hand to the beyond. Indeed, as the relationship founders and breaks over the next few years, he makes clear that he has no intention of going, and that he thinks those who do go are pursuing an illusion. Palestine is a figural elsewhere where lovers go, an open future, the name of an unknown destination.

In Kafka Goes to the Movies, Hanns Zischler makes the case that filmic images provided Kafka with a primary means of access to the space of Palestine, and that Palestine was a film image for him, a projected field of fantasy. Zischler writes that Kafka saw the beloved land in film, as film. Indeed, Palestine was imagined as unpopulated, which has been ably confirmed by Ilan Pappe’s work on early Zionist photography, in which Palestinian dwellings are quickly renamed as part of the natural landscape. Zischler’s is an interesting thesis, but is probably not quite true, since the first of those films were not seen until 1921 according to the records we have, and Kafka was avidly attending meetings and reading journals, gaining a sense of Palestine as much from stories written and told as from public debates. In the course of those debates and reports, Kafka understood that there were conflicts emerging in the region. Indeed, his short story ‘Jackals and Arabs’, published in Der Jude in 1917, registers an impasse at the heart of Zionism. In that story, the narrator, who has wandered unknowingly into the desert, is greeted by the Jackals (die Schakale) a thinly disguised reference to the Jews. After treating him as a Messianic figure for whom they have been waiting for generations, they explain that his task is to kill the Arabs with a pair of scissors (perhaps a joke about how Jewish tailors from Eastern Europe are ill equipped for conflict). They don’t want to do it themselves, since it would not be ‘clean’, but the Messiah is himself apparently unbound by kosher constraints. The narrator then speaks with the Arab leader, who explains that ‘it’s common knowledge; so long as Arabs exist, that pair of scissors goes wandering through the desert and will wander with us to the end of our days. Every European is offered it for the great work; every European is just the Man that Fate has chosen for them.’

The story was written and published in 1917, the year Kafka’s relationship with Felice came to an end. That same year, he clarifies to her in a letter: ‘I am not a Zionist.’ Slightly earlier he writes of himself to Grete Bloch that by temperament, he is a man ‘excluded from every soul-sustaining community on account of his non-Zionist (I admire Zionism and am nauseated by it), non-practising Judaism’. After attending a meeting of Zionists in March 1915 with Max Brod, at which Jews from Eastern and Western Europe came together to sort out their differences, he describes the various characters, one with his ‘shabby little jacket’, and notes the ‘diabolically unpleasant smile’ of a little fellow described as ‘a walking argument’ with a ‘canary voice’. This visual sequence finally includes himself: ‘I, as if made of wood, a clothes-rack pushed into the middle of the room. And yet hope.’

From where precisely does this hope emerge? Here as elsewhere, the problem of destination touches on the question of emigrating to Palestine, but also on the problem, more generally, of whether messages can arrive and commands be rightly understood. Non-arrival describes the linguistic predicament of writing in a multilingual context, exploiting the syntactical rules of formal German to produce an uncanny effect, but also writing in a contemporary Babel where the misfires of language come to characterise the everyday situation of speech, whether amorous or political. The question that re-emerges in parables like ‘An Imperial Message’ is whether a message can be sent from here to there, or whether someone can travel from here to there, or indeed ‘over there’ – whether an expected arrival is really possible.

I would like to consider briefly two parables that touch on this problem of non-arrival, even the strange form of hope that can emerge from the broken sociality and counter-messianic impasse that characterise the parable form. ‘My Destination’ begins with the problem of a command that is not understood: ‘I gave orders for my horse to be brought round from the stable. The servant did not understand me.’ The command is perhaps given in a language that the servant does not understand, or else some presumptive hierarchy is no longer working as it is supposed to. More cognitive confusion ensues as the first-person narrator continues: ‘In the distance I heard a bugle call, I asked him what this meant.’ This time, it appears the servant understands the question, but the narrator is still not living in a common world of sound: ‘He knew nothing and had heard nothing.’ Apparently the servant only gave signs to indicate as much, though in the next line, he establishes his linguistic competence: ‘At the gate he stopped me, asking, “Where are you riding to, master?”,’ which is followed by an immediate reply: ‘“I don’t know.” I said only “away from here [weg-von-hier], away from here.”’ And then a third time: ‘Always away from here, only by doing so can I reach my destination.’ The servant, who apparently did not understand the first command, or did not understand himself as addressed by it, now seems anxious to verify what the master actually knows about his goal (das Ziel). But the master’s answer is confounding: ‘Yes,’ he replies, ‘didn’t I say so?’ and then offers a place name, the hyphenated place ‘away-from-here’ (which becomes a term by which Deleuze links Kafka with a project of deterritorialisation). And yet, what does it mean to say ‘away-from-here’ is ‘my destination’? Any place that is not here can be away from here, but any place that becomes a ‘here’ will not be away from here, but only another here. Is there really any way away from here, or does ‘here’ follow us wherever we go? What would it mean to be freed of the spatio-temporal conditions of the ‘here’? We would not only have to be elsewhere, but that very elsewhere would have to transcend the spatio-temporal conditions of any existing place. So wherever he means to go, it will not be a place as we know a place to be. Is this a theological parable, one that figures an ineffable beyond? Is it a parable about Palestine, the place that in the imagination of the European, according to Kafka, is not a populated place, not a place that can be populated by any one?

In fact, he appears to be going somewhere where the sustenance of the human body will prove unnecessary. The servant remarks: ‘You have no provision [Eßvorrat] with you.’ ‘“I need none,” I said. “The Journey is so long that I must die of hunger if I don’t get anything on the way. No provisions can save me [Kein Eßvorrat kann mich retten].’ And then comes the strange concluding sentence: ‘For it is, fortunately, a truly immense journey.’ In the German, it is ‘luckily’ (zum Glück eine wahrhaft ungeheure Reise). That word ungeheure means ‘uncanny’, ‘monstrous’, even ‘unfathomable’. So we might well ask what is this monstrous and unfathomable journey for which no food will be necessary. No food can save him from this lucky venture into the uncanny zone. Luckily, it seems the journey will not only require his starvation but will fail to save him, to keep him in a place that is a place. He is going to a place that is no place and where no food will be necessary. If that place beyond place is itself a salvation, which is not precisely said, then it will be of a different kind from the one that food supplies to a living creature. We might call this a death drive toward Palestine, but we might also read it as an opening onto an infinite journey, or a journey into the infinite, that will gesture towards another world. I say ‘gesture’ because it is the term that Benjamin and Adorno use to talk about these stilled moments, these utterances that are not quite actions, that freeze or congeal in their thwarted and incomplete condition. And that seems to be what happens here: a gesture opens up a horizon as a goal, but there is no actual departure and there is surely no actual arrival.

The poetics of non-arrival can be found again in Kafka’s parable ‘The Coming of the Messiah’, where we learn from an apparently authoritative voice that the Messiah ‘will come … when there is no one to destroy this possibility and no one to suffer its destruction’. The parable refers to an ‘unbridled individualism of faith’ that must first become possible; the German for ‘unbridled’ (zügellos) is closer to ‘let loose’ – an individualism let loose on the world, even out of control. Apparently, no one will make this come about, and it seems as if the Messiah will not take anthropomorphic form: the Messiah will come only when there is ‘no one’ to destroy the possibility or to suffer the destruction, which means that the Messiah will not come when there is one, only when there is no one, and that means as well that the Messiah will not be anyone, will not be an individual. This must be the result of a certain individualism that destroys each and every individual. Following the Book of Matthew, the parable claims that ‘the graves will open themselves’ and so, again, we are given to understand that they will not be opened by any human agency. When the narrator then claims that this is ‘Christian doctrine too’, he retroactively marks the opening of the parable as a Jewish one, but in fact there is a Babel of religions already in place: Judaism, Christianity, individualism, and then, after a garbled explanation, it seems that there are bits of Hegel in the description as well – indeed, the most unreadable bits. In fact, it seems that no coherent description is possible, and we are brought up against the limits of what can be thought. ‘The Messiah will come only when he is no longer necessary. He will come only on the day after his arrival; he will come, not on the last day, but on the very last.’ It would seem that the Messiah comes precisely when there is no one there to suffer the destruction of the world as we know it, when there is no one left who can destroy his coming. That Messiah arrives not as an individual, and surely not within any temporal sequence that we take to organise the world of living beings. If he comes on the very last day, but not the last, he comes on a ‘day’ – now hyperfigurative – that is beyond any calendar of days, and beyond chronology itself. The parable posits a temporality in which no one will survive. Arrival is a concept that belongs to the calendar of days, but coming (das Kommen) apparently not. It does not happen at a moment in time, but only after the sequence of all moments is completed.

Departure and arrival were constant issues for European Jews who were considering leaving Europe for Palestine, but also for other sites of emigration. In ‘My Destination’, we were left with the question of how can one go away from here without moving from one here to another? Does such a departure and arrival not assume a distinct temporal trajectory across a spatial continuum? The amalgam ‘Weg-von-hier’ appears to be a place name only to confound our very notion of place. Indeed, although ‘Weg-von-Hier’ is a place name – it holds the name of the place within a recognisable grammatical form – it turns out that grammar not only diverges from clear referentiality in this instance, but can, clearly, operate at odds with any intelligible reality. There seems to be no clear way of moving from point to point within the scheme offered in this parable, and this confounds our ideas of temporal progression and spatial continuity. It even makes it difficult to follow the lines on the page, to start the parable and end it. If Kafka’s parable in some ways charts the departure from a common notion of place for a notion of perpetual non-arrival, then it does not lead towards a common goal or the progressive realisation of a social goal within a specific place.

Something else is opened up, the monstrous and infinite distance between departure and arrival and outside the temporal order in which those terms make sense. In ‘The Coming of the Messiah’, Kafka’s view of non-arrival departs from Jewish sources, starts from there and leaves it there. What becomes clear is that whatever temporality is marked by the Messianic is not realisable within space and time. It is a counter-Kantian moment, perhaps, or a way of interrogating Judaism at the limits of a Kantian notion of appearance and over and against a progressive notion of history whose aim is to be realised in a populated territory.

Kafka also reflects on forms of non-arrival in a diary entry written in 1922, less than two years before he died of tuberculosis:

I have not shown the faintest firmness of resolve in the conduct of my life. It was as if I, like everyone else, had been given a point from which to prolong the radius of a circle, and had then, like everyone else, to describe my perfect circle round this point. Instead, I was forever starting my radius only constantly to be forced at once to break it off. (Examples: piano, violin, languages, Germanics, anti-Zionism, Zionism, Hebrew, gardening, carpentering, writing, marriage attempts, an apartment of my own.)

It sounds lamentable, but then he adds: ‘If I sometimes prolonged the radius a little further than usual, in the case of my law studies, say, or engagements, everything was made worse rather than better just because of this little extra distance.’ So does this mean that something was made better by breaking off the radius of a circle, resisting that particular closure? Kafka makes the political implications of his oblique theology clear, or almost clear, when he writes in January 1922 of the ‘wild pursuit’ that is his writing. Perhaps not a pursuit, he conjectures; maybe his writing is an ‘assault on the last earthly frontier’ like ‘all such writing’. He then remarks: ‘If Zionism had not intervened, it might easily have developed into a new secret doctrine, a Kabbalah. There are intimations of this.’

I have tried to suggest that in Kafka’s parables and other writings we find brief meditations on the question of going somewhere, of going over, of the impossibility of arrival and the unrealisability of a goal. I want to suggest that many of these parables seem to allegorise a way of checking the desire to emigrate to Palestine, opening instead an infinite distance between the one place and the other – and so constitute a non-Zionist theological gesture.

We might, finally, consider this poetics of non-arrival as it pertains to Kafka’s own final bequest. As should be clear by now, many of Kafka’s works are about messages written and sent where the arrival is uncertain or impossible, about commands given and misunderstood and so obeyed in the breach or not obeyed at all. ‘An Imperial Message’ charts the travels of a messenger through several layers of architecture, as he finds himself caught up in a dense and infinite grid of people: an infinite barrier emerges between the message and its destination. So what do we say about the request that Kafka made of Brod before he died? ‘Dearest Max, My last request: Everything I leave behind me … to be burned unread.’ Kafka’s will is a message sent, to be sure, but it does not become Brod’s will; indeed Brod’s will, figuratively and literally, obeys and refuses Kafka’s will (some of the work will remain unread, but none of it will be burned, at least not by Brod).

Interestingly, Kafka does not ask for all the writings back so that he can continue to destroy them himself. On the contrary, he leaves Brod with the conundrum. His letter to Brod is a way of giving all the work to Brod, and asking Brod to be the one responsible for its destruction. There is an insurmountable paradox here, since the letter becomes part of the writing, and so part of the very corpus or work, like so many of Kafka’s letters that have been meticulously preserved over the years. And yet the letter makes a demand to destroy the writing, which would logically entail the nullification of the letter itself, and so nullify even the command that it delivers. So is this command a clear directive, or is it a gesture in the sense that Benjamin and Adorno described? Does he expect his message to reach its destination, or does he write the request knowing that messages and commands fail to reach those to whom they are addressed, knowing that they will be subject to the same non-arrival about which he wrote? Remember it was Kafka who wrote:

How on earth did anyone get the idea that people can communicate with one another by letter! Of a distant person one can think, and of a person who is near one can catch hold – all else goes beyond human strength. Writing letters, however, means to denude oneself before the ghosts, something for which they greedily wait. Written kisses don’t reach their destination, rather they are drunk on the way by the ghosts. It is on this ample nourishment that they multiply so enormously. Humanity senses this and fights against it and in order to eliminate as far as possible the ghostly element between people and to create a natural communication, the peace of souls, it has invented the railway, the motor car, the aeroplane. But it’s no longer any good, these are evidently inventions being made at the moment of crashing. The opposing side is so much calmer and stronger; after the postal service it has invented the telegraph, the telephone, the radiograph. The ghosts won’t starve, but we will perish.

Had the works been destroyed, perhaps the ghosts would not be fed – though Kafka could not have anticipated how limitlessly parasitic the forces of nationalism and profit would be, even as he knew those spectral forces were waiting. So in the act of dying, Kafka writes that he wants the work destroyed after his death. Is this to say that the writing is tied to his living, and that with his own demise, so too should come the demise of his work? As I die, so too should my work cease to exist. A fantasy, to be sure, that it will not outlive him, something that he finds too painful. It reminds me of the parable ‘The Cares of a Family Man’, which claimed the attention of Adorno for its ‘salvational’ promise. There is Odradek, some creature, a spool, a star, whose laugh sounds like the rustling of leaves, hovering in or beneath or near the stairwell of a house. Perhaps he is a son, or the remnant of a son; in any case, he is part object and part echo of a human presence. It is only at the end of the parable that it seems the rigorously neutral voice who describes this Odradek has a generational relation to him. This Odradek does not quite live in time, since he is described as falling down the steps perpetually, that is, in perpetuity. Thus the narrator who seems to be in the position of a father remarks: ‘It almost pains me to think that he might outlive me.’ Can we read this as an allegory not just for Kafka in his father’s house, but for Kafka’s writing, the rustling pages, the ways in which Kafka himself became part human and part object, without progeny, or rather with a literary progeny he found nearly too painful to imagine surviving him? The great value of Odradek for Adorno was that he was absolutely useless in a capitalist world that sought to instrumentalise all objects for its gain. It was however not just the spectres of technology that would eagerly feed on Kafka’s work, but those forms of profit-making that exploit even the most anti-instrumental forms of art, and those forms of nationalism that seek to appropriate even the modes of writing that most rigorously resist them. An irony then, to be sure, that Kafka’s writings finally became someone else’s stuff, packed into a closet or a vault, transmogrified into exchange value, awaiting their afterlife as an icon of national belonging or, quite simply, as money.

The Arab Spring: The Contradictions of Obama’s Charismatic Liberalism by Arthur Kroker


C Theory: The Arab Spring:

The Contradictions of Obama’s Charismatic Liberalism

by
Arthur Kroker

 

The tripartite character of Obama’s charismatic liberalism — his remixing of the potentially potent themes of salvation, security, and freedom into a compelling vision of global politics — is what both differentiates Obama’s liberalism from received interpretations of liberal theory as well as from conservative estimates of religion and politics.

Suddenly the Arab Spring is upon us. Courageous citizens of autocratic societies — Tunisia, Algeria, Egypt, Yemen — take to the streets in active dissent against the politics of tyranny and in defense of that most seemingly elusive of all political regimes, the right of individuals to assemble without fear of reprisals, to speak without danger of imprisonment, to dissent without the terror of violence, to vote for a future that is distinguishable from the past. While the spring of 1989 marked the eclipse of Soviet domination of Eastern and Central Europe, the spring of 2011 marks the beginning of a resurgent Arab politics formulated from the hard historical matter of poverty, unemployment, oppression, and inequality. While contemporary western governments have closed their collective eyes to popular Arab demands for social justice in favor of the bunker archeology of the “War on Terrorism,” the irrepressible human demands, the Arab demands, for real solutions to mass poverty, innovative strategies for employment, political redress against the politics of oppression, and the most basic rights to equality will not be silenced. While western culture has celebrated the technological futurism of network society, another global network has silently, irresistibly formed, a network of bodies that, from the cynical perspective of empire politics, do not count — a network of Egyptian bodies, Afghan bodies, Iraqi bodies, Iranian bodies making that most fundamental of all human demands, the right to full democratic inclusion. For the centers of real power, for the masters of the abstract geo-strategic logic of empire, for the logic of the West, the uprising that is the Arab Spring creates an immediate credibility crisis. This is nowhere more evident than in the halls of power in Washington where the Arab Spring instantly exposes the major fault lines in American liberalism generally, and in the charismatic liberalism of Barrack Obama specifically. In this most promising of political upsurges, in this most immediate of political crises, which side of the American liberal story will prevail: its grisly illiberal side marked in the past as in the present by unwavering American support for oppressive regimes in Algeria and Egypt as core military satraps of the US National Security Strategy as mapped out by the Pentagon’s AFRICOM as well as convenient designations for the forsaken bodies of rendition; or its genuinely liberal side represented in all its idealism, complexity and charisma by Obama’s recent speech in Cairo.


The Cairo Speech

President Obama ignored unfolding events in Egypt in his State of the Union speech last night (while praising the popular uprising in Tunisia that has created the chance for democratic reform there). Response from the rest of the US government has been muted. Secretary of State Hillary Clinton said yesterday: “The Egyptian government has an important opportunity to be responsive to the aspirations of the Egyptian people, and pursue political, economic and social reforms that can improve their lives and help Egypt prosper.” In a statement today, US Ambassador Margaret Scobey slightly upgraded that talking point to include “we call on the Egyptian authorities to allow peaceful public demonstrations.

Dan Murphy, Christian Science Monitor, January 26, 2011.

Delivered on June 4, 2009 at Cairo University, this speech provided Obama with an opportunity to address the world community of Muslims. The setting of the speech was politically volatile, with Egyptian faculty and students in attendance taking careful note of the American occupation of Iraq as well as the American invasion of Afghanistan. In the United States, powerful media voices demanded a new crusade against Islam while in the Muslim world the most violent forms of political resistance against American soldiers were widely viewed as morally justified. To the highly selective targeting of Muslims by all the policing strategies involved in the War on Terror, the Islamic counter-response was as sudden as it was terminal — the destruction by suicide bombs, by IEDs, by the sword, of American targets of opportunity. To the American military’s documented acquiescence in war crimes by the Shia-dominated security forces against Sunni Muslims, young Arab resistance fighters sought out opportunities for revenge killings that would have maximum media impact. In all this, Obama was no innocent. His endorsement of the concept of a “Just War” motivated his strong and persistent support for the invasion of Afghanistan. While he may have decried the use of extra-judicial procedures such as the rendition of political suspects to torture chambers in Egypt, Jordan, Syria, and Eastern and Central Europe, his concern with American security led him to support draconian surveillance and policing tactics in America, including bunkering North America in a Perimeter Defence. For all his protestations against Bush’s Guantanamo, the prison has still not been closed, and Obama has proved reluctant to provide the full measure of judicial protections for CIA nominated terrorist suspects. All this to say, the Obama that rose to speak in that sun drenched Cairo day was a fully contradictory figure, compromised by a war raging not only in America itself but in his own liberal heart–ideals versus realities, reason versus passion. As the French philosopher Jean-Paul Sartre might have said, Obama was entangled in the “practico-inert” of the War on Terror with all its political nomenclature concerning bodies that needed to be secured by the power of government and bodies that don’t matter and, hence, could be disavowed, excluded, marginalized. At the same time, by force of political conviction Obama was driven to transcend the limitations of his political predicament. In this sense, his speech in Cairo was a way of throwing his general political project into the future, breaking with the past in order to negotiate new pathways through a fully uncertain future.

This is evident in the first measures of the speech that began with a political confession of responsibility:

We meet at this time of great tension between the United States and Muslims around the world — tension rooted in historical forces that go beyond any current policy debate. The relationship between Islam and the West includes centuries of coexistence and cooperation, but also conflict and religious wars. More recently, tension has been fed by colonialism that denied rights and opportunities to many Muslims, and a Cold War in which Muslim-majority countries were often treated as proxies without regard to their own aspirations. Moreover, the sweeping change brought by modernity and globalization led many Muslims to view the West as hostile to the traditions of Islam.

There we have it: colonialism as the source of political disenfranchisement of Muslims and a Cold War that resulted in many “Muslim-majority countries” being treated as pawns in the larger games involved in the clash of imperial powers. Political history of this order surely sows the seeds of distrust and suspicion among subject populations, providing fertile ground for the growth of resistance networks among those who refuse to bend to the will to colonial domination. For Obama, the results are as self-evident as they are dangerous.

Violent extremists have exploited these tensions in a small but potent minority of Muslims. The attacks of September 11, 2001 and the continued efforts of these extremists to engage in violence against civilians has led many in my country to view Islam as inevitably hostile not only to America and Western countries, but also to human rights. All this has bred more fear and more mistrust.

If the aim of effective political rhetoric is to frame the interpretation of events in advance, implicitly defining what is considered to be intelligible and consequently within the boundaries of moral acceptability and what is considered to be unintelligible and thus to be disavowed, marginalized, and excluded, Obama’s opening statement is noteworthy. Rather than side with majoritarian American opinion that continues to hold that the events of 9/11 had no historical context, representing an irrational act of extremist violence against an unsuspecting nation, Obama does something different. He brings into intelligibility the events of 9/11, noting that the story of domination and power that was implicit to the history of colonialism and the Cold War finds its inevitable result in what the historian, Chalmers Johnson, once described as “blowback.” [1] Of course, Chalmers went to his death noting that America was caught up in a fatal mythological spiral associated with the rise and fall of empires. From Chalmers’ perspective, the migration of the United States from Republic to Empire has inevitably fatal consequences, committing American future to the classic rhythms of political mythology whereby the project of grasping for power, particularly the power of global domination, creates in its wake unpredictable historical consequences: melancholic subjectivity as the keynote of American subjectivity, gathering hints of nemesis abroad, followed by spectacular acts of revenge-taking by subjected populations.

Perhaps it was with something like this in mind that led Obama to break with the harsh policies of the Bush regime, encapsulated in all its bitterness and sense of American exceptionalism in the phrase — “You’re either with us or against us.” Presiding in the bleak aftermath of the Bush administration with poll after poll confirming profound mistrust of American intentions in Muslim countries, Obama chose not to evade issues of mistrust, fear and skepticism but to do the opposite, namely to turn directly into the wind of Islamic discontent. In doing so, Obama’s Cairo speech is a lesson in the metaphysics of power. While the Bush administration implicitly operated on the basis of a theory of power that held that power must always expand, must always seek out new opportunities for control, that the world must be subjected to military policies aimed at “full spectrum dominance,” Obama’s theory of power is different. Perhaps at some point he might have reflected on Nietzsche’s The Will to Power wherein Nietzsche argued that power always seeks external resistances in order to thrive, that power establishes boundaries and limits in order both to test its strength as well as to mobilize its energies. In the most mature stages of the development of power, a period that Nietzsche described as “completed nihilism,” the will to power, finding itself without external enemies of merit, turns back on itself, making of itself its own opposition. Considered in terms of political theory, while the Bush administration represented the highpoint of American will to power before its political fortunes stalled in the face of gathering global opposition, the Obama administration may be the quintessential expression of power as the will to will, that point where power, having tested its outer limits, turns back upon itself.

In retrospect, the Bush political administration probably represented the last bacchanalian feast of power in its purest form. Here, the power of American empire having no manifest enemy was finally liberated to be power in its final stage — power as a pure sign. Globally hegemonic in its military claims to “full spectrum dominance” of time and space as well as “metabolic domination” of the world population, the feast of American power expanded with implosive energies — a financial sector that transformed the machinery of capitalist transactions into an economic landscape where money in the form of credit finally floated free of any solvency requirements; a housing sector that increasingly operated on the basis of purely virtual value standards, with the value of homes measured by aesthetic standards; and a consumer sector where the delusional economy of zero credit requirements made individual over-indebtedness a structural requirement of the operation of the system as a whole.

Like many Democrats before him, Obama’s fate was to be elected after the party when the bills for the feast come due and the treasury of the state is effectively bankrupt. Probably by force of circumstance, Obama’s interpretation of international politics is based on a realistic understanding of the limits and precariousness of American power. Confronting their moment of inevitable historical decline after wild bouts of over-expansion and hyper-contraction, empires, like individuals, are definitely not above reacting badly — lashing out against convenient scapegoats as projected sources of their own internally constituted troubles. While the grim politics of reaction-formation was the everyday language of the Bush administration with its War on Terror, secret detention facilities, and the mobilization of the domestic population into a constant state of anxiety based on an increasingly phantasmagoric fear of terrorism, Obama has chosen a different pathway. Here, American power begins to acknowledge its limits, recognizing its contingency and, indeed, political vulnerability in a swiftly changing word, seeking out “conversations” with its opponents rather exercise brute force.

It is not so much that Obama’s political circumstance is to preside over the decline of American power, but quite the reverse. If Obama can speak earnestly and enthusiastically about America as a “young country” based on innovation, creativity, and hard work, it is perhaps because he wishes to reanimate American power in the context of a radically altered world situation, that point where power begins to play the game of seduction, not force. In the game of political seduction, shared aspirations, the reality of mutual implication, and the assumption of co-responsibility are everything. The transition of American power from a command philosophy of military force to a theory of international relations based on political seduction begins with mutual recognition.


“Islam is a Part of America”

That is why Obama immediately remarks in his speech in Cairo that Islam and the West share a common heritage, that “Islam is part of America.”

As a student of history, I also know civilization’s debt to Islam. It was Islam — at places like Al-Azhar — that carried the light of learning from so many centuries, paving the way for Europe’s Renaissance and Enlightenment. It was innovation in Muslim communities that developed the order of algebra, our magnetic compass and tools of navigation; our mastery of pens and printing; our understanding of how disease spreads and how it can be healed. Islamic culture has given us majestic arches and soaring spires; timeless poetry and cherished music; elegant calligraphy and places of peaceful contemplation. And throughout history, Islam has demonstrated through words and deeds the possibilities of religious tolerance and racial equality.

Not only part of America in terms of the participation of Muslims in government, sports, architecture, labor, education, but something deeper, more autobiographical. It is as if Obama’s worldview is not so much a reinvocation of American exceptionalism, but a projection of the founding story of Obama’s exceptionalism onto the political canvas of America and thereupon onto the skin of the globe.

Now, much has been made of the fact that an African American with the name of Barack Hussein Obama could be elected President. But my personal story is not so unique. The dream of opportunity for all peoples has not come true for everyone in America, but its promise exists for all who come to our shores — and that includes nearly 7 million American Muslims in our country today who, by the way, enjoy incomes and educational levels that are higher than the American average.

So then, a new politics based on common aspirations towards a “common humanity.”

So then, let there be no doubt: Islam is a part of America. And I believe that America holds within her the truth that regardless of race, religion, or station of life, all of us who share common aspirations — to live in peace and security; to get an education and to work with dignity; to love our families, our communities, and our God. These things we share. This is the hope of all humanity.

Two propositions follow from this: mutual implication in an increasingly interdependent world; and a politics of shared responsibility:

For we have learned from our recent experience that when a financial system weakens in one country, prosperity is hurt everywhere. When a new flu infects one human being, all are at risk. When one nation pursues nuclear weapons, the risk of nuclear attacks rises for all nations. When violent extremists operate in a stretch of mountains, people are endangered across an ocean. When innocents in Bosnia and Darfur are slaughtered, that is a stain on our collective conscience. That is what it means to share this world in the 21st century. This is the responsibility we have to one another as human beings. And this is a difficult responsibility to embrace. For human history has often been a record of nations and tribes — and yes, religions — subjugating one another in pursuit of their own interests. Yet in this new age, such attitudes are self-defeating. Given our interdependence, any world order that elevates one nation or group of people over another, will inevitably fail. So whatever we think of the past, we must not be prisoners to it. Our problems must be dealt with partnership; our progress must be shared.

The particular challenge confronting Obama’s charismatic vision of a liberal world — interdependent, responsible, shared, intermediated — is twofold. First, how does he convince the Muslim world of the good intentions of the United States when facts appear to move in the opposite direction? How does Obama persuade the world that what is in the particular (security/economic) interest of the United States is in the general interest of the global community? Secondly, how will Obama accomplish what surely must be his major objective, namely migrating American political thought to a more complex understanding of Islam? After all, at the same moment that Obama rose to speak in Cairo the empire politics of the United States were in full motion: the garrisoning of the globe with a multiplicity of American bases; the violent occupation of Iraq; mass casualties among the Iraqi civilian population as a result of American air attacks; a decade-long war against Muslim guerilla forces in Afghanistan; aggressive containment policies against Iran; and American support of Israel. While Obama may deny the efficacy of the politics of power as “self-defeating” and, moreover, insist in his Cairo speech that Muslim “stereotypes” of the United States as a “self-serving empire” were false, at least to the extent that such stereotypes did not take into account the progressive quality of the American political experiment, nonetheless his reanimated liberal vision seems to be short-circuited by the real world of American empire. This is made all the worse because in Obama’s estimation the events of 9/11 continue to traumatize the American psyche. In excluding “violent extremists” from the moral pact that is charismatic liberalism, Obama is adamant: “These are not opinions to be debated; these are facts to be dealt with.” In other words, the interpretation of the liberal framework with its calculus of friends and enemies, bodies that matter and bodies that do not matter, is not an opinion open to debate, but “facts to be dealt with.” So then, a skeptical Islamic world outside and traumatized American subjectivity within, an Islamic world that is mistrustful of its place in the American interpretation of power, and an American population filled with animus about any challenges to the hegemony of “facts to be dealt with.” These are seemingly intractable obstacles to a charismatic liberal politics that would privilege complexity, yet if not dealt with obstacles that possess such virulent psychological force that they would quickly deliver the world to a new dark age of mistrust, suspicion, and violence. While the American exercise of imperial power has reduced many Muslim-majority countries to abuse value, the inevitable blowback from such political subjugation has reinforced the most atavistic tendencies in American politics.

The strength of Obama’s perspective on Islam and the West is that he approaches the question on the basis of a personal autobiography shaped by the three dominant mythologies of contemporary politics — security, salvation, and freedom. In his Nobel Prize Speech, Obama made a special point of contrasting his perspective with Gandhi and Martin Luther King. While affirming common cause with their struggles for political and racial equality, Obama affirmed not only his belief in the concept of “Just War,” but elaborated the religious grounds for this belief. Noting the presence of implacable evil in the world as another of those “facts to be dealt with,” Obama described his political mission specifically and that of the United States more generally as a profoundly moral struggle between good and evil. In this interpretation, the defining precepts of the New Testament’s Sermon on the Mount could not be realized in the world without struggle — a struggle of ideas, movements, politics, but sometimes violent struggle as well. Consequently, the two wars that have thus far defined his presidency — Afghanistan and Iraq — are both tinged with the religious language of redemption. Thus understood, the question of salvation is not of simply personal interest, but cast as a global struggle between forces of good and evil becomes a way of understanding America’s military missions in the world. In this regard, Obama is not that different from his predecessor on the question of the politics of salvation. Both understand Afghanistan and Iraq through a double prism: the real politics of controlling fossil fuel supplies in an age of diminishing resources; and the putatively moral character of both military campaigns. Here, security and salvation are blended together in a homogenous story concerning evil “facts to be dealt with.” In this sense, the larger theme of good and evil is everywhere present in American discourse, from Reagan’s targeting of the Soviet Union as the “evil empire” and Bush’s description of the “axes of evil” to Obama’s equation of evil with “violent extremists” — whose “actions are irreconcilable with the rights of human beings, the progress of nations, and with Islam.”

Where they differ is on the question of racial justice. For Obama, the question of racial oppression and the continuing struggles against the bitter politics of racism has deeply influenced his political perspective. While Reagan, Bush and Obama could possibly find common ground in a moral interpretation of American exceptionalism in the context of a world threatened by different orders of “evil,” Obama’s perspective has been deeply touched by the question of freedom, specifically by the struggles of African-Americans to achieve the human rights of democracy on the basis of non-violence. Consequently, the tripartite character of Obama’s charismatic liberalism — his remixing of the potentially potent themes of salvation, security, and freedom into a compelling vision of global politics — is what both differentiates Obama’s liberalism from received interpretations of liberal theory as well as from conservative estimates of religion and politics. That this tripartite sense of charismatic liberalism is politically powerful is indicated by Obama’s ability to simultaneously justify American military missions against Muslim-majority countries while calling Islam to find common cause with America not only on abjuring “violent extremists’ but on a range of critical issues including nuclear weapons, democracy, education and innovation, women’s rights, education and development, and religious freedom.

For example, speaking to a Muslim audience with whom he is trying to establish common cause, Obama is both self-critical about the aims of American power and, for the first time in recent, introduces limits on its uses. Rather than avoid areas of tension between Islam and the West — Israel, Afghanistan, Iraq — Obama insists that the renewal of understanding between Muslim-majority countries and the West will only succeed on the basis of a reasoned discussion of key areas of “tension.” While the central tension in Obama’s charismatic liberalism might be viewed as that between an ethics of reconciliation and a politics of national security, his actual assessment of the key tensions in world politics is decidedly more complex. While strongly defending America’s “unbreakable bond” with Israel and noting the “tragic history” of the Holocaust, Obama is equally emphatic about the moral right of an independent Palestinian state.

Around the world, the Jewish people were persecuted for centuries, and anti-Semitism in Europe culminated in an unprecedented Holocaust. Tomorrow, I will visit Buchenwald, which was part of a network of camps where Jews were enslaved, tortured, shot and gassed to death by the Third Reich. Six million Jews were killed — more than the entire Jewish population of Israel today. Denying that fact is baseless, it is ignorant, and it is hateful. Threatening Israel with destruction — or repeating vile stereotypes about Jews — is deeply wrong, and only serves to evoke in the minds of Israelis the most painful of memories while preventing the peace that the people of this region deserve. On the other hand, it is undeniable that the Palestinian people — Muslims and Christians — have suffered in pursuit of a homeland. For more than sixty years, they’ve endured the pain of dislocation. Many wait in refugee camps in the West Bank, Gaza, and neighboring lands for a life of peace and security that they have never been able to lead. They endure daily humiliations — large and small — that comes with occupation. So let there be no doubt: The situation for Palestinian people is intolerable. And America will not turn its back on the legitimate Palestinian aspirations for dignity, opportunity, and a state of their own.

If charismatic liberalism is about taking account of hard, seemingly intractable, political facts on the ground while expanding possibilities for social justice, that is precisely what Obama’s realignment of Middle East policy seeks to achieve. From an understanding of the shared trauma of Palestinians and Israelis, everything follows: American support of a two-state policy, demands for Arab acknowledgement of Israel’s right to exist, condemnation of Israel’s “continued settlements,” an appeal to Palestinians to “abandon violence,” and an insistence on an immediate expansion of the Arab Peace Initiative. While most political leaders in the West are quick to rush to an automatic defense of Israel with accompanying denunciations of Palestinian struggles, that is definitely not the case with Obama. Breaking with received ideologies of the past, he eloquently articulates a new pathway forward based on Israel’s acknowledgement of the “human rights” of Palestinians and the latter’s renunciation of “violence as a dead end.” As Obama argues, judged by freedom struggles from

… South Africa to South Asia; from Eastern Europe to Indonesia: It is a story with a simple truth: That violence is a dead end. It is a sign neither of courage nor power to shoot rockets at sleeping children, or to blow up old women on a bus. That’s not how moral authority is claimed; that is how it is surrendered.

In a world where politics is grounded in narrow considerations of self-interest and enduring cleavages based on race, religion, class, and ethnicity, Obama’s perspective on the Israeli-Palestinian question is illuminating. Here, the supposedly opposing interests of security and reconciliation are actively blended together, with long-term security for Israel’s existence clearly viewed as dependent on social justice for Palestinians. While this perspective will not attract support from established political interests, neither from Hamas nor the present Israeli government, Obama’s ambition is to cultivate a new community of shared understanding between Islam and the West. Rising beyond a narrowly policy-driven, conflict-based interpretation of the situation, Obama’s analysis is as comprehensively historical as it is religious:

Too many tears have been shed. Too much blood has been shed. All of us have a responsibility to work for the day when the mothers of Israelis and Palestinians can see their children grow up without fear; when the Holy Land of the three great faiths is the place of peace that God intended it to be; when Jerusalem is a secure and last home for Jews and Christians and Muslims, and a place of peace for all the children of Abraham to mingle peacefully together as in the story of Isra, when Moses, Jesus, and Mohammed, peace be upon them, joined in prayer.

Here we are firmly in the realm of cosmology with the story of Isra — the famous “night journey” of Mohammed as its central element. If the Koran can speak so mystically about the ascent of Mohammed to the heavens on a winged horse and his meeting with other prophets — Moses, Jesus, and Adam — then surely there are religious grounds for new pathways of understanding among Jews, Muslims, and Christians. Of course, the larger question is whether or not the cosmological domain of religious reconciliation can survive the immediacy of political conflict, whether the search for shared truths in the Koran, the Bible, and the Torah can overcome the bitter legacy of internecine political struggle. Can what Obama likes to describe as the “divine spark” in each individual overpower the collective anger generated by “states of injury?” If this proposition were to be advanced by a religious leader, it would probably be greeted as naïve optimism. Advanced by a political leader with the means to translate new pathways of understanding into actual political practices, it is a courageous attempt to reframe the religious base of contemporary politics, linking religious cosmology with the language of social justice and in the process providing a way of overturning implacable historical antagonisms into possibilities for tolerant cohabitation of clashing perspectives.


The Liberal Spirit in Islam

Obama provides an inspiring vision of common truths among the Torah, the Koran and the Bible as a way of evoking the liberal spirit in Islam. Repudiating political extremes in the United States that transformed the tragedy of 9/11 into actions that were “contrary to our traditions and our ideals” as well as Islamic extremists who stereotype the United States as only a “self-serving empire,” Obama appeals directly to the rising class in Muslim-majority countries throughout the world who find common cause with charismatic liberalism on key issues including human rights, democracy, women’s rights, education and innovation, civic tolerance, and an end to nuclear weapons. While this might immediately raise the critical, but reasonable, counter-response that the United States has backtracked, if not offended, egregiously on each one of the above issues, this would miss the larger point, namely that the cultural values of charismatic liberalism from democratic participation and education to women’s rights, are set in motion by the forces of technologically-enabled globalization. In this case, the triumph of digital technology has created seemingly everywhere new relations of communication in direct opposition to old modes of economic and political production. While the clash of interests in the West between emergent relations of communication and superseded modes of production often assumes the form of political struggles over the future of technology, in many Islamic countries the inherent biases of communication towards openness, in-depth participation, and global citizenship run directly counter to orthodox religious belief, undemocratic governments, and economies based less on achievement than on ascription. Of course, this raises the larger question concerning the future of charismatic liberalism in contemporary history. Are the values of charismatic liberalism inalienably linked to the imperial power of the West, with the struggle between democracy versus oppression, women’s rights versus women’s subjugation, educational achievement versus inherited status, essentially the form of ideological consciousness created by the triumph of technological capitalism? Or does the promise of a transformation in human values towards democracy, innovation, education, human rights speak to something more fundamental, and indeed common, in humanity at large? In other words, is charismatic liberalism the last, inspiring ideology of an empire in decline or does charismatic liberalism, for all its faults and contradictions, have the power to transcend differences of class, ethnicity, race, and nationality by speaking to something elemental in the story of humanity, namely the right to choose your own individual pathway among the great mythologies of freedom, salvation, and security?

While denying American naming rights to the values of charismatic liberalism and, in effect, evoking the possibility of charismatic liberalism in many countries, Obama’s aim is nothing less than to encourage a decisive value-transformation in Muslim-majority countries. After all, in the context of an oppressive Egyptian state, his appeal for governments “to maintain your power through consent, not coercion” and “to respect the rights of minorities” is as fundamental as it is revolutionary. Equally, in the context of very real oppression of women and minorities in many Muslim-majority countries, Obama’s declaration on gender equality and human rights speaks directly to the great tension lines of contemporary international politics. Finally, given the bitter reality of the oppression of the democratic will of Iranian citizens by its theocratic government, Obama’s recommendation that governments “place the interests of your people and the legitimate workings of the political process above your party” situates charismatic liberalism not only on the progressive side of history, but at the cutting-edge of real social change. In a contemporary global politics increasingly dominated by the most atavistic of religious tendencies, the most oppressive of political practices, and the most revenge-seeking of ethnic and class resentment, charismatic liberalism offers the opposite. As Obama concludes his speech in Cairo:

It’s easier to start wars than to end them. It’s easier to blame others than look inward. It’s easier to see what is different about someone else than to find things we share. But we should choose the right path, not just the easy path. There’s one rule that lies at the heart of every religion — that we do unto others as we would have them do unto us. This truth transcends nations and peoples — a belief that isn’t new; that isn’t black or white or brown; that isn’t Christian or Muslim or Jew. It’s a belief that pulsed in the cradle of civilization, and that still beats in the hearts of billions around the world. It’s a faith in other people, and it’s what brought me here today.


Notes
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[1] Chalmers A. Johnson, Blowback: The Costs and Consequences of American Empire, Henry Holt and Company: New York, 2010; and Chalmers A. Johnson, The Sorrows of Empire: Militarism, Secrecy, and the End of the Republic, New York: Metropolitan Books/Henry Holt and Company, 2004.

—————-

Arthur Kroker is Canada Research Chair in Technology, Culture and Theory, professor of political science, and the director of the Pacific Center for Technology and Culture at the University of Victoria. His most recent projects include the monograph Born Again Ideology: Religion, Technology and Terrorism (New World Perspectives, 2008), and Critical Digital Studies: A Reader, co-edited with Marilouise Kroker (University of Toronto, 2008). He is the co-editor of the Digital Futures book series for the University of Toronto Press, as well as the peer-reviewed, electronic journal CTheory. www.krokers.net www.ctheory.net

Psychological Foundations of Sri Aurobindo’s Philosophy and His Approach to the Problem of Evil by Marcel Kvassay

Psychological Foundations of Sri Aurobindo’s Philosophy
and His Approach to the Problem of Evil

This is the third in a series of articles reviewing Sri Aurobindo’s major philosophical work, The Life Divine. The first contrasted Sri Aurobindo’s “universal Realism” with Buddhism and the Mayavada of Shankara [1]; the second sketched out his philosophical logic, which he had termed “the logic of the Infinite” [2]. The purpose of the present article is to review the psychological aspects of his system, particularly those that entered into his treatment of the problem of evil. All the extracts presented here are from The Life Divine; the page numbers refer to the official online edition [3].

Psychological perspective is crucial to Sri Aurobindo’s philosophical thesis. Just as “the logic of the Infinite” provided him with the method, psychology provided most of his material. The closest that he gets to academic psychology is in the first part of “Book Two,” while dealing with surface psychological functions, such as memory, self-consciousness, ego and self-experience:

There is a line of thought in which great stress is laid upon the action of memory: it has even been said that Memory is the man,—it is memory that constitutes our personality and holds cemented the foundation of our psychological being; for it links together our experiences and relates them to one and the same individual entity. This is an idea which takes its stand on our existence in the succession of Time and accepts process as the key to essential Truth, even when it does not regard the whole of existence as process or as cause and effect in the development of some kind of self-regulating Energy, as Karma. (pp. 519-20)

For Sri Aurobindo, “process is merely a utility.” “The real truth of things,” he contends, “lies not in their process, but behind it, in whatever determines, effects or governs the process”:

Memory is only a process of consciousness, a utility; it cannot be the substance of being or the whole of our personality: it is simply one of the workings of consciousness as radiation is one of the workings of Light. It is Self that is the man: or, if we regard only our normal surface existence, Mind is the man,—for man is the mental being. Memory is only one of the many powers and processes of the Mind. (p. 520)

Nevertheless, Sri Aurobindo accepts memory as his starting point, since “it may give the key to certain important aspects of our conscious existence”:

By memory Mind can only know of itself in the past, by direct self-awareness only in the moment of the present, and it is only by extension of and inference from this self-awareness and from the memory … that mind can conceive of itself in the future. The extent of the past and the future it cannot fix; it can only … infer from the evidence of others and the facts of life it observes around it that the conscious being already was in times which it can no longer remember…. Of the future it knows nothing at all; of its existing in the next moment it can only have a moral certainty which some happening of that moment can prove to be an error because what it saw was no more than a dominant probability. (p. 521)

Mind “makes up for its deficiency”

by memory, imagination, thought, idea-symbols of various kinds. Its senses are devices by which it lays hold on the appearances of things in the present moment and in the immediate space; memory, imagination, thought are devices by which it represents to itself, still less directly, the appearances of things beyond the present moment and the immediate space. The one thing which is not a device is its direct self-consciousness in the present moment. (pp. 525-6)

If we look attentively at our surface mental consciousness,

we see it first as a purely subjective phenomenon. There is a constant rapid shifting of Time-point which it is impossible to arrest for a moment. There is a constant changing, even when there is no shifting of Space-circumstance, a change both in the body or form of itself which the consciousness directly inhabits and the environing body or form of things in which it less directly lives. It is equally affected by both, though more vividly, because directly … by its own body than by the body of the world, because only of the changes in its own body is it directly conscious. (p. 531)

This “more or less indirect mutable self-experience” is of two kinds: the “subjective experience of the ever-modified mental states of [our] personality,” and the “objective experience” of the ever-changing world around us. “But all this experience is at bottom subjective,” Sri Aurobindo reminds us, “for even the objective and external is only known to mind in the form of subjective impressions.”

Here the part played by Memory increases greatly in importance; for while all that it can do for the mind with regard to its direct self-consciousness is to remind it that it existed and was the same in the past as in the present, it becomes in our differentiated or surface self-experience an important power linking together past and present experiences, past and present personality, preventing chaos and dissociation and assuring the continuity of the stream in the surface mind. (p. 532)

Yet even here we should not

exaggerate the function of memory or ascribe to it that part of the operations of consciousness which really belongs to the activity of other power-aspects of the mental being. It is not the memory alone which constitutes the ego-sense; memory is only a mediator between the sense-mind and the co-ordinating intelligence: it offers to the intelligence the past data of experience which the mind holds somewhere within but cannot carry with it in its running from moment to moment on the surface. (p. 532)

The ego-sense is a separate device by which

the mental being becomes aware of himself,—not only of the objects, occasions and acts of his activity, but of that which experiences them. At first it might seem as if the ego-sense were actually constituted by memory, as if it were memory that told us, “It is the same I who was angry some time ago and am again or still angry now.” But, in reality, all that the memory can tell us by its own power is that it is the same limited field of conscious activity in which the same phenomenon has occurred. What happens is that there is a repetition of the mental phenomenon, of that wave of becoming in the mind-substance of which the mind-sense is immediately aware; memory comes in to link these repetitions together and enables the mind-sense to realise that it is the same mind-substance which is taking the same dynamic form and the same mind-sense which is experiencing it. The ego-sense is not a result of memory or built by memory, but already and always there as a point of reference or as something in which the mind-sense concentrates itself so as to have a coordinant centre instead of sprawling incoherently all over the field of experience; ego-memory reinforces this concentration and helps to maintain it, but does not constitute it. (pp. 537-8)

The difference between the function of Memory and that of ego-sense can be demonstrated on the

well-observed phenomenon of double personality or dissociation of personality in which the same man has two successive or alternating states of his mind and in each remembers and coordinates perfectly only what he was or did in that state of mind and not what he was or did in the other. This can be associated with an organised idea of different personality, for he thinks in one state that he is one person and in the other that he is quite another with a different name, life and feelings. Here it would seem that memory is the whole substance of personality. But, on the other side, we must see that dissociation of memory occurs also without dissociation of personality, as when a man in the state of hypnosis takes up a range of memories and experiences to which his waking mind is a stranger but does not therefore think himself another person, or as when one who has forgotten the past events of his life and perhaps even his name, still does not change his ego-sense and personality…. Mind-sense is the basis, memory the thread on which experiences are strung by the self-experiencing mind: but it is the co-ordinating faculty of mind which, relating together all the material that memory provides … relates them also to an “I” who is the same in all the moments of Time and in spite of all the changes of experience and personality. (p. 539)

Our ego-sense actually starts with “a sensational imprecise or less precise realisation of continuity and identity and separateness from others in the moments of Time,” which we may have inherited from animals. This intuitive action is augmented by a

co-ordinating mind of knowledge which, basing itself on the united action of the mind-sense and the memory, arrives at the distinct idea—while it retains also the first constant intuitive perception—of an ego which senses, feels, remembers, thinks, and which is the same whether it remembers or does not remember. This conscious mind-substance, it says, is always that of one and the same conscious person…; he is the same before the organisation of memory and after it, in the infant and in the dotard, in sleep and in waking, in apparent consciousness and apparent unconsciousness; he and no other did the acts which he forgets as well as the acts which he remembers; he is persistently the same behind all changes of his becoming or his personality. (p. 538)

“This coordinating intelligence,” Sri Aurobindo notes, “is higher than the memory-ego and sense-ego of the animal,” yet is far from perfect. In order to analyze its limitations, he distinguishes four elements in its operations: “the object of mental consciousness, the act of mental consciousness, the occasion and the subject.”

In the self-experience of the self-observing inner being, the object is always some state or movement or wave of the conscious being, anger, grief or other emotion… The act is some kind of mental observation and conceptual valuation of this movement … or else a mental sensation of it in which observation and valuation may be involved and even lost … [The mental person] may either simply become a movement, let us put it, of angry consciousness, not at all standing back from that activity, not reflecting or observing himself, not controlling the feeling or the accompanying action, or he may observe what he becomes and reflect on it, with this seeing or perception in his mind “I am angry”. (pp. 532-3)

“In the former case,” Sri Aurobindo elaborates,

the subject or mental person, the act of conscious self-experience and the substantial angry becoming of the mind which is the object of the self-experience, are all rolled up into one wave of conscious-force in movement; but in the latter there is a certain rapid analysis of its constituents and the act of self-experience partly detaches itself from the object. Thus by this act of partial detachment we are able not only to experience ourselves dynamically in the becoming … but to stand back, perceive and observe ourselves and, if the detachment is sufficient, to control our feeling and action, control to some extent our becoming. (p. 533)

“There is usually a defect even in this act of self-observation,” he points out,

for there is indeed a partial detachment of the act from the object, but not of the mental person from the mental act: the mental person and the mental action are involved or rolled up in each other … I am aware of myself in an angry becoming of my conscious stuff of being and in a thought-perception of this becoming: but all thought-perception also is a becoming and not myself, and this I do not yet sufficiently realise… It is when I entirely detach the mental person from his act of self-experience that I become fully aware first, of the sheer ego and, in the end, of the witness self or the thinking mental Person, the something or someone who becomes angry and observes it but is not limited or determined in his being by the anger or the perception. He is, on the contrary, a constant factor aware of an unlimited succession of conscious movements and conscious experiences of movements and aware of his own being in that succession; but he can be aware of it also behind that succession, supporting it, containing it, always the same in fact of being and force of being beyond the changing forms or arrangements of his conscious force. (pp. 533-4)

In this way, the progressive separation of the mental Person first from its objects, then from its perceptive acts, and, finally, also from the remaining substratum of the “sheer ego” can trigger a shift from the mental surface towards deeper and more potent layers of consciousness. Such a direct transition from the waking state is not easy, however, and it may be more productive to start with an exploration of natural points of contact in sleep and dreams:

What happens in sleep is that our consciousness withdraws from the field of its waking experiences; it is supposed to be resting, suspended or in abeyance, but that is a superficial view of the matter. What is in abeyance is the waking activities, what is at rest is the surface mind and the normal conscious action of the bodily part of us; but the inner consciousness is not suspended, it enters into new inner activities, only a part of which, a part happening or recorded in something of us that is near to the surface, we remember. There is maintained in sleep, thus near the surface, an obscure subconscious element which is a receptacle or passage for our dream experiences and itself also a dream-builder; but behind it is the depth and mass of the subliminal, the totality of our concealed inner being and consciousness which is of quite another order. (p. 438)

Most of our ordinary dreams are of subconscious character,

marked by an apparent inconsequence and incoherence. Many of these are fugitive structures built upon circumstances of our present life selected apparently at random and surrounded with a phantasy of variation; others call back the past, or rather selected circumstances and persons of the past, as a starting-point for similar fleeting edifices. There are other dreams of the subconscious which seem to be pure phantasy without any such initiation or basis; but the new method of psycho-analysis, trying to look for the first time into our dreams with some kind of scientific understanding, has established in them a system of meanings, a key to things in us which need to be known and handled by the waking consciousness. (pp. 438-9)

“But the subconscious is not our sole dream-builder,” Sri Aurobindo claims. There are other, rarer kinds of dreams – “series of thoughts, often strangely or vividly figured,” in which “warnings, premonitions, indications of the future, veridical dreams replace the normal subconscious incoherence” and which sometimes bring us solutions to problems we could not solve in our waking state. These dreams are the activity of our inner, subliminal intelligence. If we learn to live “more inwardly than most men do,” we can reverse the balance and gradually impart to our dreams subliminal rather than subconscious character.

It is even possible to become wholly conscious in sleep and follow throughout from beginning to end … our dream experience; it is found that then we are aware of ourselves passing from state after state of consciousness to a brief period of luminous and peaceful dreamless rest, which is the true restorer of the energies of the waking nature, and then returning by the same way to the waking consciousness. It is normal, as we thus pass from state to state, to let the previous experiences slip away from us; in the return only the more vivid or those nearest to the waking surface are remembered: but this can be remedied,—a greater retention is possible or the power can be developed of going back in memory from dream to dream, from state to state, till the whole is once more before us. A coherent knowledge of sleep life, though difficult to achieve or to keep established, is possible. (pp. 441-2)

In our waking state, we are normally unaware of our connection with (and dependence on) our subliminal being. Yet it is all the time there and active, for even a superficial observation

of our waking consciousness shows us that of a great part of our individual being and becoming we are quite ignorant; it is to us the Inconscient, just as much as the life of the plant, the metal, the earth, the elements. But if we carry our knowledge farther, pushing psychological experiment and observation beyond their normal bounds, we find how vast is the sphere of this supposed Inconscient or this subconscient in our total existence,—the subconscient, so seeming and so called by us because it is a concealed consciousness,—and what a small and fragmentary portion of our being is covered by our waking self-awareness. We arrive at the knowledge that our waking mind and ego are only a superimposition upon a submerged, a subliminal self,—for so that self appears to us,—or, more accurately, an inner being, with a much vaster capacity of experience; our mind and ego are like the crown and dome of a temple jutting out from the waves while the great body of the building is submerged under the surface of the waters. (p. 576)

“This concealed self and consciousness,” Sri Aurobindo continues,

is our real or whole being, of which the outer is a part and a phenomenon, a selective formation for a surface use. We perceive only a small number of the contacts of things which impinge upon us; the inner being perceives all that enters or touches us and our environment. We perceive only a part of the workings of our life and being; the inner being perceives so much that we might almost suppose that nothing escapes its view…. We can form into co-ordinated understanding and knowledge only so much of our perceptions and memories as our trained intelligence and mental capacity can grasp in their sense and appreciate in their relations: the intelligence of the inner being needs no training, but preserves the accurate form and relations of all its perceptions and memories and,—though this is a proposition which may be considered doubtful or difficult to concede in its fullness,—can grasp immediately, when it does not possess already, their significance. And its perceptions are not confined, as are ordinarily those of the waking mind, to the scanty gleanings of the physical senses, but extend far beyond and use, as telepathic phenomena of many kinds bear witness, a subtle sense the limits of which are too wide to be easily fixed. (pp. 576-7)

These extraordinary capacities belong to our inner being in a restricted sense of the term, different from the customary notion of subconscious self:

Ordinarily, we speak of a subconscious existence and include in this term all that is not on the waking surface. But the whole or the greater part of the inner or subliminal self can hardly be characterised by that epithet; for when we say subconscious, we think readily of an obscure unconsciousness … or else a submerged consciousness below and in a way inferior to … our organised waking awareness … But we find, when we go within, that somewhere in our subliminal part,—though not co-extensive with it since it has also obscure and ignorant regions,—there is a consciousness much wider, more luminous, more in possession of itself and things than that which wakes upon our surface and is the percipient of our daily hours; that is our inner being, and it is this which we must regard as our subliminal self and set apart the subconscient as an inferior, a lowest occult province of our nature. (pp. 577-8)

Even in this “lowest occult province of our nature” it is important to differentiate between merely “submental” and truly “subconscient”:

We are aware of a vitality working in [our] bodily form and structure as in the plant or lower animal, a vital existence which is … for the most part subconscious to us, for we only observe some of its movements and reactions. We are partly aware of its operations, but not by any means of all or most of them, and rather of those which are abnormal than those which are normal; its wants impress themselves more forcibly upon us than its satisfactions, its diseases and disorders than its health and its regular rhythm … [W]e know as much of it as we can consciously observe and use or as much as forces itself upon us by pain and pleasure and other sensations … Accordingly, we suppose that this vital-physical part of us also is not conscious of its own operations or has only a suppressed consciousness … like the plant or an inchoate consciousness like the incipient animal; it becomes conscious only so far as it is enlightened by mind and observable by intelligence. (pp. 578-9)

“This is an exaggeration and a confusion,” Sri Aurobindo contends,

due to our identification of consciousness with mentality and mental awareness. Mind identifies itself to a certain extent with the movements proper to physical life and body and annexes them to its mentality, so that all consciousness seems to us to be mental. But if we draw back, if we separate the mind as witness from these parts of us, we can discover that life and body—even the most physical parts of life—have a consciousness of their own … [though] it has not, in its independent motion, the mental awareness which we enjoy … [T]here is no organised self-consciousness, but only a sense of action and reaction, movement, impulse and desire, need, necessary activities imposed by Nature, hunger, instinct, pain, insensibility and pleasure. Although thus inferior, it has this awareness obscure, limited and automatic; but since it is less in possession of itself, void of what to us is the stamp of mentality, we may justly call it the submental, but not so justly the subconscious part of our being. For when we stand back from it, when we can separate our mind from its sensations, we perceive that this is … a gradation of awareness different from the mind: it has its own separate reactions to contacts and is sensitive to them in its own power of feeling; it does not depend for that on the mind’s perception and response. (p. 579)

“The true subconscious,” Sri Aurobindo explains,

is other than this vital or physical substratum; it is the Inconscient vibrating on the borders of consciousness, sending up its motions to be changed into conscious stuff, swallowing into its depths impressions of past experience as seeds of unconscious habit and returning them constantly but often chaotically to the surface consciousness, missioning upwards much futile or perilous stuff of which the origin is obscure to us, in dream, in mechanical repetitions of all kinds, in untraceable impulsions and motives, in mental, vital, physical perturbations and upheavals, in dumb automatic necessities of our obscurest parts of nature. (pp. 579-80)

“We might say then,” he concludes,

that there are three elements in the totality of our being: there is the submental and the subconscient which appears to us as if it were inconscient, comprising the material basis and a good part of our life and body; there is the subliminal, which comprises the inner being, taken in its entirety of inner mind, inner life, inner physical with the soul or psychic entity supporting them; there is this waking consciousness which the subliminal and the subconscient throw up on the surface, a wave of their secret surge. (p. 581)

“But even this is not an adequate account of what we are,” he insists, “for there is not only something deep within behind our normal self-awareness, but something also high above it: that too is ourselves.”

We become aware, in a certain experience, of a range of being superconscient to all these three, aware too of something, a supreme highest Reality sustaining and exceeding them all, which humanity speaks of vaguely as Spirit, God, the Oversoul: from these superconscient ranges we have visitations and in our highest being we tend towards them and to that supreme Spirit. There is then in our total range of existence a superconscience as well as a subconscience and inconscience, overarching and perhaps enveloping our subliminal and our waking selves, but unknown to us, seemingly unattainable and incommunicable. (p. 581)

Here we get a glimpse of the overwhelming complexity of human nature as it gradually emerges in the course of spiritual practice. Different spiritual systems deal with this complexity differently. Sri Aurobindo’s system – since its goal is the perfection and transformation of the whole human nature – takes up each part in turn so as to purify, perfect and transform it. I will not go into details here, but rather focus on a few selected aspects that throw light on the problem of evil.

* * *

Before delving into the problem, it is necessary to indicate Sri Aurobindo’s philosophical position. Although his acute psychological observations are also relevant for those who do not share his world-view, it is not possible to avoid his philosophy and focus exclusively on his psychology. First of all, in his system the two are inseparable. Second, the problem of evil requires both for a sound solution. The solution depends on how we perceive moral and ethical values and how we project them on to things and happenings around us. It is then the problem of consciousness that lies at the heart of the problem of evil, and needs to be confronted first:

In its first appearance consciousness has the semblance of a miracle, a power alien to Matter that manifests unaccountably in a world of inconscient Nature and grows slowly and with difficulty. Knowledge is acquired, created out of nothing as it were, learned, increased, accumulated by an ephemeral ignorant creature in whom at birth it is entirely absent or present only, not as knowledge, but in the form of an inherited capacity proper to the stage of development of this slowly learning ignorance. It might be conjectured that consciousness is only the original Inconscience mechanically recording the facts of existence on the brain-cells with a reflex or response in the cells automatically reading the record and dictating their answer; the record, reflex, response together constitute what appears to be consciousness. (p. 634)

“But this is evidently not the whole truth,” he argues,

for it might account for observation and mechanical action,—although it is not clear how an unconscious record and response can turn into a conscious observation, a conscious sense of things and sense of self,—but does not credibly account for ideation, imagination, speculation, the free play of intellect with its observed material. The evolution of consciousness and knowledge cannot be accounted for unless there is already a concealed consciousness in things with its inherent and native powers emerging little by little. Further, the facts of animal life and the operations of the emergent mind in life impose on us the conclusion that there is in this concealed consciousness an underlying Knowledge or power of knowledge which by the necessity of the life-contacts with the environment comes to the surface. (pp. 634-5)

Sri Aurobindo mentions several examples and corroborating facts in a chapter dedicated to the principle of Life (pp. 185-199). I have chosen a passage from another chapter, mainly for its association with his preliminary analysis of the problem of evil:

We see, for instance, in the animal, operations of a perfect purposefulness and an exact, indeed a scientifically minute knowledge which are quite beyond the capacities of the animal mentality and which man himself can only acquire by long culture and education and even then uses with a much less sure rapidity. We are entitled to see in this general fact the proof of a conscious Force at work in the animal and the insect which is more intelligent, more purposeful, more aware of its intention, its ends, its means, its conditions than the highest mentality yet manifested in any individual form on earth. And in the operations of inanimate Nature we find the same pervading characteristic of a supreme hidden intelligence, “hidden in the modes of its own workings”. (p. 96)

“The only argument against a conscious and intelligent source for this purposeful work,” Sri Aurobindo claims,

is that large element in Nature’s operations to which we give the name of waste. But obviously this is an objection based on the limitations of our human intellect which seeks to impose its own particular rationality, good enough for limited human ends, on the general operations of the World-Force. We see only part of Nature’s purpose and all that does not subserve that part we call waste. Yet even our own human action is full of an apparent waste, so appearing from the individual point of view, which yet, we may be sure, subserves well enough the large and universal purpose of things. That part of her intention which we can detect, Nature gets done surely enough in spite of, perhaps really by virtue of her apparent waste. We may well trust to her in the rest which we do not yet detect. (pp. 96-7)

“It is impossible to ignore,” Sri Aurobindo contends,

the drive of set purpose, the guidance of apparent blind tendency, the sure eventual or immediate coming to the target sought, which characterise the operations of World-Force in the animal, in the plant, in inanimate things. So long as Matter was Alpha and Omega to the scientific mind, the reluctance to admit intelligence as the mother of intelligence was an honest scruple. But now it is no more than an outworn paradox to affirm the emergence of human consciousness, intelligence and mastery out of an unintelligent, blindly driving unconsciousness in which no form or substance of them previously existed. Man’s consciousness can be nothing else than a form of Nature’s consciousness. It is there in other involved forms below Mind, it emerges in Mind, it shall ascend into yet superior forms beyond Mind. (p. 97)

Based on his spiritual experiences, and in line with the Indian tradition, Sri Aurobindo attributes consciousness to “the Force that builds the worlds.” “Necessarily,” he clarifies,

in such a view, the word consciousness changes its meaning. It is no longer synonymous with mentality but indicates a self-aware force of existence of which mentality is a middle term; below mentality it sinks into vital and material movements which are for us subconscient; above, it rises into the supramental which is for us the superconscient. But in all it is one and the same thing organising itself differently. This is, once more, the Indian conception of Chit which, as energy, creates the worlds. Essentially, we arrive at that unity which materialistic Science perceives from the other end when it asserts that Mind cannot be another force than Matter, but must be merely development and outcome of material energy. Indian thought at its deepest affirms on the other hand that Mind and Matter are rather different grades of the same energy, different organisations of one conscious Force of Existence. (pp. 95-6)

This ancient Vedantic conception of cosmic and individual existence as proceeding from the Absolute (or Pure Existent, Sat) by its conscious Force of Existence (Chit) raises several questions and problems. One of them is,

“Why should Brahman, perfect, absolute, infinite, needing nothing, desiring nothing, at all throw out force of consciousness to create in itself these worlds of forms?” For we have put aside the solution that it is compelled by its own nature of Force to create, obliged by its own potentiality of movement and formation to move into forms. It is true that it has this potentiality, but it is not limited, bound or compelled by it; it is free. If, then, being free to move or remain eternally still, to throw itself into forms or retain the potentiality of form in itself, it indulges its power of movement and formation, it can be only for one reason, for delight. (p. 98)

“This primary, ultimate and eternal Existence,” Sri Aurobindo explains,

is not merely bare existence, or a conscious existence whose consciousness is crude force or power; it is a conscious existence the very term of whose being, the very term of whose consciousness is bliss. As in absolute existence there can be no nothingness, no night of inconscience, no deficiency, that is to say, no failure of Force,—for if there were any of these things, it would not be absolute,—so also there can be no suffering, no negation of delight. Absoluteness of conscious existence is illimitable bliss of conscious existence; the two are only different phrases for the same thing. All illimitableness, all infinity, all absoluteness is pure delight. (pp. 98-9)

“Even our relative humanity has this experience,” he elaborates,

that all dissatisfaction means a limit, an obstacle,—satisfaction comes by realisation of something withheld, by the surpassing of the limit, the overcoming of the obstacle. This is because our original being is the absolute in full possession of its infinite and illimitable self-consciousness and self-power; a self-possession whose other name is self-delight. And in proportion as the relative touches upon that self-possession, it moves towards satisfaction, touches delight. (p. 99)

“The self-delight of Brahman is not limited,” he argues,

by the still and motionless possession of its absolute self-being. Just as its force of consciousness is capable of throwing itself into forms infinitely and with an endless variation, so also its self-delight is capable of movement, of variation, of revelling in that infinite flux and mutability of itself represented by numberless teeming universes. To loose forth and enjoy this infinite movement and variation of its self-delight is the object of its extensive or creative play of Force.

In other words, that which has thrown itself out into forms is a triune Existence-Consciousness-Bliss, Sachchidananda, whose consciousness is in its nature a creative or rather a self-expressive Force capable of infinite variation in phenomenon and form of its self-conscious being and endlessly enjoying the delight of that variation…. Just as we find all things to be mutable forms of one immutable being, finite results of one infinite force, so we shall find that all things are variable self-expression of one invariable and all-embracing delight of self-existence. (p. 99)

“This ancient Vedantic theory of cosmic origin,” Sri Aurobindo concedes, “is immediately confronted in the human mind by two powerful contradictions, the emotional and sensational consciousness of pain and the ethical problem of evil.”

For if the world be an expression of Sachchidananda, not only of existence that is conscious-force, —for that can easily be admitted,—but of existence that is also infinite self-delight, how are we to account for the universal presence of grief, of suffering, of pain? For this world appears to us rather as a world of suffering than as a world of the delight of existence. Certainly, that view of the world is an exaggeration, an error of perspective. If we regard it dispassionately and with a sole view to accurate and unemotional appreciation, we shall find that the sum of the pleasure of existence far exceeds the sum of the pain of existence,—appearances and individual cases to the contrary notwithstanding,—and that the active or passive, surface or underlying pleasure of existence is the normal state of nature, pain a contrary occurrence temporarily suspending or overlaying that normal state. (p. 100)

“Nevertheless,” Sri Aurobindo admits, “the abnormality of pain or its greater or lesser sum does not affect the philosophical issue; greater or less, its mere presence constitutes the whole problem. All being Sachchidananda, how can pain and suffering at all exist?” This is the real problem, he insists, but it is “often farther confused by a false issue starting from the idea of a personal extra-cosmic God and a partial issue, the ethical difficulty”:

Sachchidananda, it may be reasoned, is God, is a conscious Being who is the author of existence; how then can God have created a world in which He inflicts suffering on His creatures, sanctions pain, permits evil? God being All-Good, who created pain and evil? If we say that pain is a trial and an ordeal, we do not solve the moral problem, we arrive at an immoral or non-moral God,—an excellent world-mechanist perhaps, a cunning psychologist, but not a God of Good and of Love whom we can worship, only a God of Might to whose law we must submit or whose caprice we may hope to propitiate. For one who invents torture as a means of test or ordeal, stands convicted either of deliberate cruelty or of moral insensibility and, if a moral being at all, is inferior to the highest instinct of his own creatures. (p. 101)

But this difficulty arises, Sri Aurobindo claims, only if we assume “an extra-cosmic personal God”

who has created good and evil, pain and suffering for His creatures, but Himself stands above and unaffected by them, watching, ruling, doing His will with a suffering and struggling world or, if not doing His will, if allowing the world to be driven by an inexorable law, … then not God, not omnipotent, not all-good and all-loving. On no theory of an extra-cosmic moral God, can evil and suffering be explained,—the creation of evil and suffering,—except by an unsatisfactory subterfuge which avoids the question at issue instead of answering it or a plain or implied Manicheanism which practically annuls the Godhead in attempting to justify its ways or excuse its works. (p. 102)

“But such a God is not the Vedantic Sachchidananda,” Sri Aurobindo maintains.

Sachchidananda of the Vedanta is one existence without a second; all that is, is He. If then evil and suffering exist, it is He that bears the evil and suffering in the creature in whom He has embodied Himself. The problem then changes entirely. The question is no longer how came God to create for His creatures a suffering and evil of which He is Himself incapable and therefore immune, but how came the sole and infinite Existence-Consciousness-Bliss to admit into itself that which is not bliss, that which seems to be its positive negation. (p. 102)

“Still the ethical difficulty may be brought back in a modified form,” Sri Aurobindo admits:

All-Delight being necessarily all-good and all-love, how can evil and suffering exist in Sachchidananda, since he is not mechanical existence, but free and conscious being, free to condemn and reject evil and suffering? We have to recognise that the issue so stated is also a false issue because it applies the terms of a partial statement as if they were applicable to the whole. For the ideas of good and of love which we thus bring into the concept of the All-Delight spring from a dualistic and divisional conception of things; they are based entirely on the relations between creature and creature, yet we persist in applying them to a problem which starts, on the contrary, from the assumption of One who is all. We have to see first how the problem appears or how it can be solved in its original purity, on the basis of unity in difference; only then can we safely deal with its parts and its developments, such as the relations between creature and creature on the basis of division and duality. (pp. 102-3)

“If we thus view the whole,” and do not limit ourselves “to the human difficulty and the human standpoint,” we shall quickly realise “that we do not live in an ethical world.”

The attempt of human thought to force an ethical meaning into the whole of Nature is one of those acts of wilful and obstinate self-confusion, one of those pathetic attempts of the human being to read himself, his limited habitual human self into all things and judge them from the standpoint he has personally evolved, which most effectively prevent him from arriving at real knowledge and complete sight. (p. 103)

The law governing material Nature is “a co-ordination of fixed habits which take no cognisance of good and evil,”

but only of force that creates, force that arranges and preserves, force that disturbs and destroys impartially, non-ethically, according to the secret Will in it, according to the mute satisfaction of that Will in its own self-formations and self-dissolutions. Animal or vital Nature is also non-ethical, although as it progresses it manifests the crude material out of which the higher animal evolves the ethical impulse. We do not blame the tiger because it slays and devours its prey any more than we blame the storm because it destroys or the fire because it tortures and kills; neither does the conscious-force in the storm, the fire or the tiger blame or condemn itself. (p. 103)

It is actually “blame and condemnation, or rather self-blame and self-condemnation,” Sri Aurobindo observes, that marks “the beginning of true ethics.” If we “blame others without applying the same law to ourselves, we are not speaking with a true ethical judgment.” We are only applying the language of ethics “to an emotional impulse of recoil from … that which displeases or hurts us.”

This recoil or dislike is the primary origin of ethics, but is not itself ethical. The fear of the deer for the tiger, the rage of the strong creature against its assailant is a vital recoil of the individual delight of existence from that which threatens it. In the progress of the mentality it refines itself into repugnance, dislike, disapproval. Disapproval of that which threatens and hurts us, approval of that which flatters and satisfies refine into the conception of good and evil to oneself, to the community, to others than ourselves, to other communities than ours, and finally into the general approval of good, the general disapproval of evil. But, throughout, the fundamental nature of the thing remains the same. Man desires self-expression, self-development, in other words, the progressing play in himself of the conscious-force of existence; that is his fundamental delight. Whatever hurts that self-expression, self-development, satisfaction of his progressing self, is for him evil; whatever helps, confirms, raises, aggrandises, ennobles it is his good. Only, his conception of the self-development changes, becomes higher and wider, begins to exceed his limited personality, to embrace others, to embrace all in its scope. (pp. 103-4)

“In other words,” Sri Aurobindo sums up, “ethics is a stage in evolution.”

That which is common to all stages is the urge of Sachchidananda towards self-expression. This urge is at first non-ethical, then infra-ethical in the animal, then in the intelligent animal even anti-ethical for it permits us to approve hurt done to others which we disapprove when done to ourselves. In this respect man even now is only half-ethical. And just as all below us is infra-ethical, so there may be that above us whither we shall eventually arrive, which is supra-ethical, has no need of ethics. The ethical impulse and attitude, so all-important to humanity, is a means by which it struggles out of the lower harmony and universality based upon inconscience and broken up by Life into individual discords towards a higher harmony and universality based upon conscient oneness with all existences. Arriving at that goal, this means will no longer be necessary or even possible, since the qualities and oppositions on which it depends will naturally dissolve and disappear in the final reconciliation. (p. 104)

Sri Aurobindo terms the level of consciousness capable of this final reconciliation “Supermind” or “Truth-Consciousness,” and devotes to it a substantial portion of “Book One.” In “Book Two” he returns to the problem of evil again, but does so at a new level and from a different perspective, which I review in the next section.

* * *

“Book Two” of The Life Divine consists of two parts. The first deals primarily with “the dual phenomenon of Knowledge-Ignorance,” which is Sri Aurobindo’s summary term for the levels of consciousness below Supermind. It includes the analysis of the surface mentality and its dependence on the subliminal self from which I quoted in the opening section, but extends to other aspects as well. Regarding the problem of evil, Sri Aurobindo first summarises and amplifies his early results in the chapter titled “The Divine and the Undivine.” Then, drawing on his meticulous analysis of the processes of Knowledge-Ignorance, he approaches the problem again, definitively, in the closing chapter of the first part titled “The Origin and Remedy of Falsehood, Error, Wrong and Evil.” This chapter sketches out the evolutionary emergence of the individual from a psychological perspective, and is particularly relevant:

The individual animal being in its first conscious self-affirmation has to rely on two sources of knowledge. As it is nescient and helpless, a small modicum of uninformed surface consciousness in a world unknown to it, the secret Conscious-Force sends up to this surface the minimum of intuition necessary for it to maintain its existence and go through the operations indispensable to life and survival. This intuition is not possessed by the animal, but possesses and moves it; it is something that manifests of itself in the grain of the vital and physical substance of consciousness under pressure of a need and for the needed occasion: but at the same time a surface result of this intuition accumulates and takes the form of an automatic instinct which works whenever the occasion for it recurs; this instinct belongs to the race and is imparted at birth to its individual members. The intuition, when it occurs or recurs, is unerring; the instinct is automatically correct as a rule, but can err, for it fails or blunders when the surface consciousness or an ill-developed intelligence interferes or if the instinct continues to act mechanically when, owing to changed circumstances, the need or the necessary circumstances are no longer there. (p. 635)

The second source of knowledge for the incipient individual is surface contact with the outside world:

It is this contact which is the cause first of a conscious sensation and sense-perception and then of intelligence. If there were not an underlying consciousness, the contact would not create any perception or reaction; it is because the contact stimulates into a feeling and a surface response the subliminal of a being already vitalised by the subconscious life-principle and its first needs and seekings that a surface awareness begins to form and develop. Intrinsically the emergence of a surface consciousness by force of life contacts is due to the fact that in both subject and object of the contact consciousness-force is already existent in a subliminal latency: when the life-principle is ready, sufficiently sensitive in the subject, the recipient of the contact, this subliminal consciousness emerges in a response to the stimulus which begins to constitute a vital or life mind, the mind of the animal, and then, in the course of the evolution, a thinking intelligence. The secret consciousness is rendered into surface sensation and perception, the secret force into surface impulse. (pp. 635-6)

This implies that the growth of surface intelligence

takes place in an already prepared indeterminate conscious structure which is the earliest formation on the surface. At first this structure is only a minimum formation of consciousness with a vague sensational perception and a response-impulse; but, as more organised forms of life appear, this grows into a life-mind and vital intelligence largely mechanical and automatic in the beginning and concerned only with practical needs, desires and impulses. All this activity is in its initiation intuitive and instinctive; the underlying consciousness is translated in the surface substratum into automatic movements of the conscious stuff of life and body: the mind movements, when they appear, are involved in these automatisms, they occur as a subordinate mental notation within the predominant vital sense-notation. (pp. 636-7)

At a certain point “mind starts its task of disengaging itself.”

It still works for the life-instinct, life-need and life-desire, but its own special characters emerge, observation, invention, device, intention, execution of purpose, while sensation and impulse add to themselves emotion and bring a subtler and finer affective urge and value into the crude vital reaction. Mind is still much involved in life and its highest purely mental operations are not in evidence; it accepts a large background of instinct and vital intuition as its support, and the intelligence developed, though always growing as the animal life-scale rises, is an added superstructure. (p. 637)

“When human intelligence adds itself to the animal basis,” Sri Aurobindo proceeds,

this basis still remains present and active, but it is largely changed, subtilised and uplifted by conscious will and intention; the automatic life of instinct and vital intuition diminishes and cannot keep its original predominant proportion to the self-aware mental intelligence. Intuition becomes less purely intuitive: even when there is still a strong vital intuition, its vital character is concealed by mentalisation, and mental intuition is most often a mixture, not the pure article, for an alloy is added to make it mentally current and serviceable. In the animal also the surface consciousness can obstruct or alter the intuition but, because its capacity is less, it interferes less with the automatic, mechanical or instinctive action of Nature: in mental man when the intuition rises towards the surface, it is caught at once before it reaches and is translated into terms of mind-intelligence. (p. 637)

It is true that “the emergence of mind in life brings an immense increase of the range and capacity of the evolving consciousness-force,” Sri Aurobindo writes, “but it also brings an immense increase in the range and capacity of error.” In these conditions,

Error is a necessary accompaniment, almost a necessary condition and instrumentation … in the slow evolution towards knowledge in a consciousness that begins from nescience and works in the stuff of a general nescience. The evolving consciousness has to acquire knowledge by an indirect means which does not give even a fragmentary certitude; for there is at first only a figure or a sign, an image or a vibration physical in character created by contact with the object and a resulting vital sensation which have to be interpreted by mind and sense and turned into a corresponding mental idea or figure. Things thus experienced and mentally known have to be related together; things unknown have to be observed, discovered, fitted into the already acquired sum of experience and knowledge. At each step different possibilities of fact, significance, judgment, interpretation, relation present themselves; some have to be tested and rejected, others accepted and confirmed: to shut out error is impossible without limiting the chances of acquisition of knowledge. (pp. 639-40)

But “error by itself … would not amount to falsehood,” Sri Aurobindo maintains.

It would only be an imperfection of truth, a trying, an essay of possibilities: for when we do not know, untried and uncertain possibilities have to be admitted and, even if as a result an imperfect or inapt structure of thought is built, yet it may justify itself by opening to fresh knowledge in unexpected directions … In spite of the mixture created the growth of consciousness, intelligence and reason could arrive through this mixed truth to a clearer and truer figure of self-knowledge and world-knowledge. The obstruction of the original and enveloping inconscience would diminish, and an increasing mental consciousness would reach a clarity and wholeness which would enable the concealed powers of direct knowledge and intuitive process to emerge, utilise the prepared and enlightened instruments and make mind-intelligence their true agent and truth-builder on the evolutionary surface. (p. 641)

The emergence of evil and falsehood in the evolution, however, renders any such harmonious progression impossible. But from where and how do these “contrary phenomena” emerge? Sri Aurobindo views both as “natural products of the Inconscience, automatic results of the evolution of life and mind from it in the processus of the Ignorance.” Their primary cause is the fact that the emergence of surface consciousness takes place

in a separated form of life which has to affirm itself against a principle of inanimate material inertia and a constant pull of that material inertia towards disintegration …  This separated life-form has also to affirm itself, supported only by a limited principle of association, against an outside world which is, if not hostile to its existence, yet full of dangers and on which it has to impose itself, conquer life-room, arrive at expression and propagation, if it wishes to survive. The result of an emergence of consciousness in these conditions is the growth of a self-affirming vital and physical individual, a construction of Nature of life and matter with a concealed psychic or spiritual true individual behind it for which Nature is creating this outward means of expression. As mentality increases, this vital and material individual takes the more developed form of a constantly self-affirming mental, vital and physical ego. (p. 634)

This has a profound impact on our psychological constitution. Our seeking for knowledge is not

an impersonal mental process hampered only by the general limitations of mind-intelligence: the ego is there, the physical ego, the life ego bent, not on self-knowledge and the discovery of the truth of things and the truth of life, but on vital self-affirmation; a mental ego is there also bent on its own personal self-affirmation and largely directed and used by the vital urge for its life-desire and life-purpose. For as mind develops, there develops also a mental individuality with a personal drive of mind-tendency, a mental temperament, a mind formation of its own. This surface mental individuality is ego-centric; it looks at the world and things and happenings from its own standpoint and sees them not as they are but as they affect itself: in observing things it gives them the turn suitable to its own tendency and temperament, selects or rejects, arranges truth according to its own mental preference and convenience; observation, judgment, reason are all determined or affected by this mind-personality and assimilated to the needs of the individuality and the ego. (pp. 641-2)

“This limitation by personality … and refusal to receive what is unassimilable,” Sri Aurobindo concedes,

is necessary for the individual being because in its evolution, at the stage reached, it has a certain self-expression, a certain type of experience and use of experience which must, for the mind and life at least, govern nature; that for the moment is its law of being, its dharma. This limitation of mind-consciousness by personality and of truth by mental temperament and preference must be the rule of our nature so long as the individual has not reached universality, is not yet preparing for mind-transcendence. But it is evident that this condition is inevitably a source of error and can at any moment be the cause of a falsification of knowledge, an unconscious or half-wilful self-deception, a refusal to admit true knowledge, a readiness to assert acceptable wrong knowledge as true knowledge. (p. 643)

“The same law applies to will and action,” he observes:

Out of ignorance a wrong consciousness is created which gives a wrong dynamic reaction to the contact of persons, things, happenings: the surface consciousness develops the habit of ignoring, misunderstanding or rejecting the suggestions to action or against action that come from the secret inmost consciousness, the psychic entity; it answers instead to unenlightened mental and vital suggestions, or acts in accordance with the demands and impulsions of the vital ego…. The natural vital element in us, in so far as it is unchecked or untrained or retains its primitive character, is not concerned with truth or right consciousness or right action; it is concerned with self-affirmation, with life-growth, with possession, with satisfaction of impulse, with all satisfactions of desire. (p. 644)

“This main need and demand of the life-self,” Sri Aurobindo notes, “seems all-important to it.”

It would readily carry it out without any regard to truth or right or good or any other consideration: but because mind is there and has these conceptions, because the soul is there and has these soul-perceptions, it tries to dominate mind and get from it by dictation a sanction and order of execution for its own will of self-affirmation, a verdict of truth and right and good for its own vital assertions, impulses, desires; it is concerned with self-justification in order that it may have room for full self-affirmation. But if it can get the assent of mind, it is quite ready to ignore all these standards and set up only one standard, the satisfaction, growth, strength, greatness of the vital ego. (p. 644)

The vital element in us is after dominance and control:

It needs life-room, a space in the sun, self-assertion, survival. It needs these things for itself and for those with whom it associates itself, for its own ego and for the collective ego; it needs them for its ideas, creeds, ideals, interests, imaginations: for it has to assert these forms of I-ness and my-ness and impose them on the world around it or … at least to defend and maintain them against others to the best of its power and contrivance. It may try to do it by methods it thinks or chooses to think or represent as right; it may try to do it by the naked use of violence, ruse, falsehood, destructive aggression, crushing of other life-formations: the principle is the same whatever the means or the moral attitude. (pp. 644-5)

“It is not only in the realm of interests,” Sri Aurobindo reminds us, but also “in the realm of ideas and the realm of religion that the vital being of man has introduced this spirit.” Consequently, they too have witnessed “the use of violence, oppression and suppression, intolerance, aggression.”

Into its self-affirmation the self-asserting life brings in hatred and dislike towards all that stands in the way of its expansion or hurts its ego; it develops as a means or as a passion or reaction of the life-nature cruelty, treachery and all kinds of evil: its satisfaction of desire and impulse takes no account of right and wrong, but only of the fulfilment of desire and impulse. For this satisfaction it is ready to face the risk of destruction and the actuality of suffering; for what it is pushed by Nature to aim at is not self-preservation alone, but life-affirmation and life-satisfaction, formulation of life-force and life-being. (p. 645)

It does not follow, however, that our vital personality is inherently evil. “It is not primarily concerned with truth and good,” Sri Aurobindo writes,

but it can have the passion for truth and good as it has, more spontaneously, the passion for joy and beauty…. This character of vital being and its trend of existence in which what we term good and evil are items but not the mainspring, is evident in subhuman life; in the human being, since there a mental, moral and psychic discernment has developed, it is subjected to control or to camouflage, but it does not change its character. (pp. 645-6)

For all its deficiencies, the vital being plays a crucial role:

For the emergence of the life-ego is, as we have seen, a machinery of cosmic Nature for the affirmation of the individual, for his self-disengagement from the indeterminate mass substance of the subconscient, for the appearance of a conscious being on a ground prepared by the Inconscience; the principle of life-affirmation of the ego is the necessary consequence. The individual ego is a pragmatic and effective fiction, a translation of the secret self into the terms of surface consciousness, or a subjective substitute for the true self in our surface experience: it is separated by ignorance from other-self and from the inner Divinity, but it is still pushed secretly towards an evolutionary unification in diversity; it has behind itself, though finite, the impulse to the infinite. But this in the terms of an ignorant consciousness translates itself into the will to expand, to be a boundless finite, to take everything it can into itself, to enter into everything and possess it, even to be possessed if by that it can feel itself satisfied and growing. (pp. 646-7)

“But because it does these things as a separate ego for its separate advantage,” Sri Aurobindo explains, “life-discord, conflict, disharmony arise.”

It is the products of this life-discord and disharmony that we call wrong and evil. Nature accepts them because they are necessary circumstances of the evolution, necessary for the growth of the divided being; they are products of ignorance, supported by an ignorant consciousness that founds itself on division, by an ignorant will that works through division, by an ignorant delight of existence that takes the joy of division. The evolutionary intention acts through the evil as through the good; it has to utilise all because confinement to a limited good would imprison and check the intended evolution; it uses any available material and does what it can with it: this is the reason why we see evil coming out of what we call good and good coming out of what we call evil; and, if we see even what was thought to be evil coming to be accepted as good, what was thought to be good accepted as evil, it is because our standards of both are evolutionary, limited and mutable. (p. 647)

“Evolutionary Nature,” Sri Aurobindo concludes,

seems then at first to have no preference for either of these opposites, it uses both alike for its purpose. And yet it is the same Nature, the same Force that has burdened man with the sense of good and evil and insists on its importance: evidently, therefore, this sense also has an evolutionary purpose; it too must be necessary, it must be there so that man may leave certain things behind him, move towards others, until out of good and evil he can emerge into some Good that is eternal and infinite. (pp. 647-8)

“But how is this evolutionary intention in Nature to fulfil itself?” Sri Aurobindo asks next.

The method adopted by the mind of man through the ages has been always a principle of selection and rejection, and this has taken the forms of a religious sanction, a social or moral rule of life or an ethical ideal. But this is an empirical means which does not touch the root of the problem because it has no vision of the cause and origin of the malady it attempts to cure; it deals with the symptoms, but deals with them perfunctorily, not knowing what function they serve in the purpose of Nature and what it is in the mind and life that supports them and keeps them in being. (p. 648)

“Moreover,” he adds,

human good and evil are relative and the standards erected by ethics are uncertain as well as relative: what is forbidden by one religion or another, what is regarded as good or bad by social opinion, what is thought useful to society or noxious to it, what some temporary law of man allows or disallows, …—an amalgam of all these view-points is the determining heterogeneous idea, constitutes the complex substance, of morality; in all of them there is the constant mixture of truth and half-truth and error which pursues all the activities of our limiting mental Knowledge-Ignorance. (p. 648)

We need “mental control over our vital and physical desires and instincts,” Sri Aurobindo admits, but that control is always imperfect: we remain “a mixture of good and evil, sin and virtue, a mental ego with an imperfect command over [our] mental, vital and physical nature.”

At a higher stage we employ a kind of ethical discipline in an attempt “to reconstitute and shape ourselves into the image of an ideal.” This kind of endeavour

comes nearer to the true issue; it rests on the sound idea that our life is a becoming and that there is something which we have to become and be. But the ideals constructed by the human mind are selective and relative; to shape our nature rigidly according to them is to limit ourselves and make a construction where there should be growth into larger being. The true call upon us is the call of the Infinite and the Supreme; the self-affirmation and self-abnegation imposed on us by Nature are both movements towards that, and it is the right way of self-affirmation and self-negation taken together in place of the wrong, because ignorant, way of the ego … that we have to discover. (pp. 648-9)

“If we do not discover that,” he sounds a note of warning,

either the push of life will be too strong for our narrow ideal of perfection, its instrumentation will break and it will fail to consummate and perpetuate itself, or at best a half result will be all that we shall obtain, or else the push away from life will present itself as the only remedy, the one way out of the otherwise invincible grasp of the Ignorance. This indeed is the way out usually indicated by religion; a divinely enjoined morality, a pursuit of piety, righteousness and virtue as laid down in a religious code of conduct, a law of God determined by some human inspiration, is put forward as a part of the means, the direction, by which we can tread the way that leads to the exit, the issue. But this exit leaves the problem where it was; it is only a way of escape for the personal being out of the unsolved perplexity of the cosmic existence. (p. 649)

“In ancient Indian spiritual thought there was a clearer perception of the difficulty,” Sri Aurobindo claims.

The practice of truth, virtue, right will and right doing was regarded as a necessity of the approach to spiritual realisation, but in the realisation itself the being arises to the greater consciousness of the Infinite and Eternal and shakes away from itself the burden of sin and virtue, for that belongs to the relativity and the Ignorance. Behind this larger truer perception lay the intuition that a relative good is a training imposed by World-Nature upon us so that we may pass through it towards the true Good which is absolute. These problems are of the mind and the ignorant life, they do not accompany us beyond mind; as there is a cessation of the duality of truth and error in an infinite Truth-Consciousness, so there is a liberation from the duality of good and evil in an infinite Good, there is transcendence. (pp. 649-50)

“There can be no artificial escape from this problem,” Sri Aurobindo insists: we have to turn “our inconscience into the greater consciousness” and make “the truth of self and spirit our life-basis.”

All other expedients will only be makeshifts or blind issues; a complete and radical transformation of our nature is the only true solution. It is because the Inconscience imposes its original obscurity on our awareness of self and things and because the Ignorance bases it on an imperfect and divided consciousness and because we live in that obscurity and division that wrong knowledge and wrong will are possible: without wrong knowledge there could be no error or falsehood, without error or falsehood in our dynamic parts there could be no wrong will in our members; without wrong will there could be no wrong-doing or evil: while these causes endure, the effects also will persist in our action and in our nature. A mental control can only be a control, not a cure; a mental teaching, rule, standard can only impose an artificial groove in which our action revolves mechanically or with difficulty and which imposes a curbed and limited formation on the course of our nature. A total change of consciousness, a radical change of nature is the one remedy and the sole issue. (pp. 650-1)

“But since the root of the difficulty is a split, limited and separative existence,” Sri Aurobindo argues,

this change must consist in an integration, a healing of the divided consciousness of our being, and since that division is complex and many-sided, no partial change on one side of the being can be passed off as a sufficient substitute for the integral transformation. Our first division is that created by our ego and mainly, most forcefully, most vividly by our life-ego, which divides us from all other beings as not-self and ties us to our ego-centricity and the law of an egoistic self-affirmation. It is in the errors of this self-affirmation that wrong and evil first arise: wrong consciousness engenders wrong will in the members, in the thinking mind, in the heart, in the life-mind and the sensational being, in the very body-consciousness; wrong will engenders wrong action of all these instruments, a multiple error and many-branching crookedness of thought and will and sense and feeling. (p. 651)

“Nor can we deal rightly with others so long as they are to us others,” Sri Aurobido contends. “By the very nature of our ego and ignorance we affirm ourselves egoistically even when we most pride ourselves on selflessness and ignorantly even when we most pride ourselves on understanding and knowledge.”

Altruism taken as a rule of life does not deliver us; it is a potent instrument for self-enlargement and for correction of the narrower ego, but it does not abolish it nor transform it into the true self one with all; the ego of the altruist is as powerful and absorbing as the ego of the selfish and it is often more powerful and insistent because it is a self-righteous and magnified ego. It helps still less if we do wrong to our soul, to our mind, life or body with the idea of subordinating our self to the self of others. To affirm our being rightly so that it may become one with all is the true principle, not to mutilate or immolate it. Self-immolation may be necessary at times, exceptionally, for a cause, in answer to some demand of the heart or for some right or high purpose but cannot be made the rule or nature of life; so exaggerated, it would only feed and exaggerate the ego of others or magnify some collective ego, not lead us or mankind to the discovery and affirmation of our or its true being. (pp. 651-2)

“Sacrifice and self-giving are indeed a true principle and a spiritual necessity,” he hastens to add,

for we cannot affirm our being rightly without sacrifice or without self-giving to something larger than our ego; but that too must be done with a right consciousness and will founded on a true knowledge. To develop the sattwic part of our nature, a nature of light, understanding, balance, harmony, sympathy, good-will, kindness, fellow-feeling, self-control, rightly ordered and harmonised action, is the best we can do in the limits of the mental formation, but it is a stage and not the goal of our growth of being. These are solutions by the way, palliatives, necessary means for a partial dealing with this root difficulty, provisional standards and devices given us as a temporary help and guidance because the true and total solution is beyond our present capacity and can only come when we have sufficiently evolved to see it and make it our main endeavour. (p. 652)

“The true solution can intervene,” he maintains, “only when by our spiritual growth we can become one self with all beings”:

Then the division is healed, the law of separate self-affirmation leading by itself to affirmation against or at the expense of others is enlarged and liberated by adding to it the law of our self-affirmation for others and our self-finding in their self-finding and self-realisation. It has been made a rule of religious ethics to act in a spirit of universal compassion, to love one’s neighbour as oneself, to do to others as one would have them do to us, to feel the joy and grief of others as one’s own; but no man living in his ego is able truly and perfectly to do these things, he can only accept them as a demand of his mind, an aspiration of his heart, an effort of his will to live by a high standard and modify by a sincere endeavour his crude ego-nature. It is when others are known and felt intimately as oneself that this ideal can become a natural and spontaneous rule of our living and be realised in practice as in principle. (pp. 652-3)

“But even oneness with others is not enough by itself,” he asserts, if we are simply one with them in their ignorance. The law of ignorance will then continue to work “and error of action and wrong action will survive even if diminished in degree.”

Our oneness with others must be fundamental, not a oneness with their minds, hearts, vital selves, egos,—even though these come to be included in our universalised consciousness,—but a oneness in the soul and spirit, and that can only come by our liberation into soul-awareness and self-knowledge. To be ourselves liberated from ego and realise our true selves is the first necessity; all else can be achieved as a luminous result, a necessary consequence. That is one reason why a spiritual call must be accepted as imperative and take precedence over all other claims, intellectual, ethical, social, that belong to the domain of the Ignorance. For the mental law of good abides in that domain and can only modify and palliate; nothing can be a sufficient substitute for the spiritual change that can realise the true and integral good because through the spirit we come to the root of action and existence. (p. 653)

“In the spiritual knowledge of self,” Sri Aurobindo concludes, “there are three steps of its self-achievement which are at the same time three parts of the one knowledge.”

The first is the discovery of the soul, not the outer soul of thought and emotion and desire, but the secret psychic entity, the divine element within us. When that becomes dominant over the nature, when we are consciously the soul and when mind, life and body take their true place as its instruments, we are aware of a guide within that knows the truth, the good, the true delight and beauty of existence, controls heart and intellect by its luminous law and leads our life and being towards spiritual completeness. Even within the obscure workings of the Ignorance we have then a witness who discerns, a living light that illumines, a will that refuses to be misled and separates the mind’s truth from its error, the heart’s intimate response from its vibrations to a wrong call and wrong demand upon it, the life’s true ardour and plenitude of movement from vital passion and the turbid falsehoods of our vital nature and its dark self-seekings. This is the first step of self-realisation, to enthrone the soul, the divine psychic individual in the place of the ego. (pp. 653-4)

The next step

is to become aware of the eternal self in us unborn and one with the self of all beings. This self-realisation liberates and universalises; even if our action still proceeds in the dynamics of the Ignorance, it no longer binds or misleads because our inner being is seated in the light of self-knowledge. (p. 654)

The third and final step

is to know the Divine Being who is at once our supreme transcendent Self, the Cosmic Being, foundation of our universality, and the Divinity within of which our psychic being, the true evolving individual in our nature, is a portion, a spark, a flame … Aware of the Divine as the Master of our being and action, we can learn to become channels of his Shakti, the Divine Puissance, and act according to her dictates or her rule of light and power within us. Our action will not then be mastered by our vital impulse or governed by a mental standard, for she acts according to the permanent yet plastic truth of things,—not that which the mind constructs, but the higher, deeper and subtler truth of each movement and circumstance as it is known to the supreme knowledge and demanded by the supreme will in the universe. (p. 654)

In these closing passages we already see Sri Aurobindo’s analysis of the problem of evil melt into the crowning element of his synthesis, his theory of spiritual evolution culminating in supramental transformation. This theory occupies the rest of the book.

Inspired primarily by the Isha Upanishad and starting from the ancient Vedantic notion of the Absolute as the trinity of Sachchidananda, Sri Aurobindo arrives at a conception that makes our individual and cosmic existence meaningful. In contradistinction to traditional eastern spirituality espousing the extinction of both in the Absolute, he proposes a more daring and more comprehensive response to the challenge of the Infinite, the response that he tried to signal by the very title of his philosophical magnum opus: The Life Divine.

References:

[1]      Kvassay, M (2009). Sri Aurobindo’s “Universal Realism” and the Doctrine of Cosmic Illusion. AntiMatters 3 (4), pp. 83-96.
http://marcelkvassay.net/article.php?id=realism

[2]      Kvassay, M (2010). Supramental Consciousness and the Logic of the Infinite.
http://marcelkvassay.net/article.php?id=supramental

[3]      The Life Divine (The Complete Works of Sri Aurobindo, Volumes 21–22).
http://www.sriaurobindoashram.org/ashram/sriauro/writings.php


Marcel Kvassay, a graduate of Slovak Technical University in Bratislava, worked for Oxford University Press in the area of English Language Teaching, and for Alcatel as a trainer and software development methodologist. He spent several years in India.

Sri Aurobindo’s Five Dreams: Nation-Souls and the Triple Transformation

Sri Aurobindo’s Five Dreams: Nation-Souls and the Triple Transformation

By Debashish Banerji

- Based on a talk given at the Sri Aurobindo Ashram, Delhi on August 15, 2008, reproduced with kind permission from February 2010 issue of Srinvantu, Kolkata, India.

Five Dreams

Sri Aurobindo was born on August 15, 1872 and on the same day in 1947 India achieved her freedom from British rule. On that occasion Sri Aurobindo wrote out a message to the new nation which was read out over the radio. This message outlined five dreams of Sri Aurobindo, in each of which India featured prominently. We find from a perusal of these dreams how significant a part India played in Sri Aurobindo’s vision for the future of humanity and of the world.

The first of these dreams was the attainment of freedom for India. Sri Aurobindo announced this dream in the most profound sense, so that the newly acquired political freedom of India was acknowledged but the much that was left unaccomplished was also made clear. The scope of a national freedom for Sri Aurobindo was not merely freedom from colonial rule, but a true independence of the subjective life of the nation, a freedom within; and he linked this notion of freedom with the idea of national unity. He said that India was free but she was not united and he touched on a major source of disunity in the nation in Hindu-Muslim relations which manifested in the partition of the subcontinent into India and Pakistan.

The second dream announced by Sri Aurobindo was the rise of Asia in the comity of nations, so as to balance the Eurocentric inequality of the modern age and to regain the place of vital significance that she held in the pre-modern past. Sri Aurobindo shared his perception that this was beginning to happen and that India had an important role to play here.

The third dream of Sri Aurobindo was world union – a global polity in which the security of the world was assured and a sense of harmony and concord developed among the peoples of the world.

The fourth dream was the spiritual gift of India to the world. Here he pointed to the fact that under present circumstances, with the various kinds of difficulties and cataclysms that mankind had created for itself and was forced to endure, increasing attention would turn to the spirituality of India, a process which had already substantially begun in his time.

The fifth dream of Sri Aurobindo was humanity’s rise to a new stage of being, a new kind of life or a new species which overcame the limitations of the present human constitution; and he placed this in the future.

Overall, Sri Aurobindo’s five dreams announce a hopeful and optimistic vision for India and the future of the world. At the same time, this is not a naïve optimism. We find him as one of the clearest observers and analysts of the difficulties and problems of modernity and yet, beyond these dangers, he holds out the light of optimism for the human future.

The Question of Unity

It is instructive for us to pay close attention to these five dreams of Sri Aurobindo today, so that we may assess where we stand with respect to them in our present time; and discover messages there which we may hold close to our hearts and turn into aspirations, and convert into will so as to fashion our national and international destiny. It is important to realize that to orient ourselves properly to Sri Aurobindo’s dreams, it is necessary to divest ourselves of the inertia which treats them as prophecies written into some divine calendar. They are invitations to participation, dreams that seek our adherence to turn them into realities.

When we look at these dreams as a whole, we find that a major thread running through them all is the question of unity – national or subcontinental unity, continental unity and global unity. We may start by asking ourselves where we stand with respect to these unities in today’s world. From the superficial point of view, we may say that we are more united today than ever before in history. The world has shrunk today in our minds. We travel large distances very quickly, we enjoy routinely goods and services available at great distances; we mingle with people from cultures spread across the planet, working in multicultural projects of unheard of complexity. So when we contemplate these facts, it seems that a much greater global unity has developed since the time of Sri Aurobindo’s announcement of his five dreams in 1947.

But when we contemplate more deeply the locus of unity which Sri Aurobindo intends in his five dreams, we realize that there is a big gulf separating us from his dreams of unity at a variety of levels. The unity we have achieved is only a materialistic unity – a unity driven by material and commercial forces. We seem to be closer to one another than before but that is because our subjectivity has been tailored into uniformity by the techno-commercial forces of the modern world. Common lifestyles have become normalized across the world due to the determining regime of a world market. On the face of it, this is not apparent, since there seems to be so much choice we find ourselves faced with at every moment, we have even coined the term overchoice to describe this peculiarly contemporary phenomenon. But if we look closer at these choices, they turn out to be merely choices of consumption with cosmetic differences – flavors, tastes, hardly choices of alternate destiny arising from the human depths. We as a world humanity today lead lives in which everything is packaged into commodities – our work and leisure – so that every aspect of our time is conditioned and made demands on. This makes our subjectivity determined and dwarfed, we are left with little or no time, space or energy for a growth of consciousness in our lives. We have little creativity left outside of the constraining boundaries of this determination to express new dimensions of existence.

It is this common condition of servitude that constitutes our unity today. We are united in our bondage to the global world Market. Is this the unity Sri Aurobindo had in mind when he announced his five dreams?

Colonialism and Globalization

Sri Aurobindo begins his address by saying: “August 15 is my own birthday and it is naturally gratifying to me that it should have assumed this vast significance. I take this coincidence not as a fortuitous accident, but as the sanction and seal of the divine force that guides my steps on the work with which I began life and the beginning of its full fruition.” Let us contemplate this work with which as he says, he began his life, and the beginning of whose full fruition he observes on August 15, 1947. The steps that he is referring to here take us back a hundred years to India’s struggle for independence from colonial rule. India was occupied by the British at that time, but this was not a privilege granted only to India. Colonialism was an endemic condition that pervaded most of the non-western world, what is largely called today the developing nations. We may say that all of Asia was colonized, if not politically, then culturally and mentally. India was part of this condition of colonization. Colonization meant racial and civilizational subjugation, economic exploitation, political domination, oppression of many kinds. Now, it is natural that sooner or later, an oppressed people would want freedom. And so, in India, there was a movement for freedom. But colonization itself was an epiphenomenon, a symptom of a much larger ideological movement of European intellectual history, that continues to work its way in the present. This is what took its roots in the 18th c. and is known as the European Enlightenment.

This term “Enlightenment,” as we know it today, has a variety of connotations. It is a term used to describe, rather vaguely, the Buddha’s spiritual attainment, for example. But it is more commonly a term which is used to describe a condition of freedom and expression of the mind as a common property of all humanity, an ideal which developed in 18th c. Europe. On the face of it, this sounds like a noble ideal and we would be hard put to see any connection between this and colonialism or to relate it to a study of what Sri Aurobindo meant by the term “unity” when he began his life in Indian politics. The Enlightenment is an intellectual revolution in which the sense of the divinity of man as a rational being is brought to the front as the definition of humanity. It asserts the intuition of a world which can be understood by the mind in terms of laws. Historically, it arises as a reaction to the religious excesses of the Dark Ages with the revolutionary idea that human individuals do not need any intermediaries between themselves and God, because God is Reason and man possesses a faculty of reasoning. The exercise of the Mind to arrive at the full “Reason” of the world and its expressions would constitute the godhood of man, since by knowing the laws by which the universe is run, he would be in possession of God’s organ of Knowledge. He would thus be an equal of God. This would be the true freedom of the Mind, and this is what would constitute Enlightenment.

What this rational Enlightenment proposes thus, is nothing short of a seeking for omniscience. This becomes the entire project of Modernity, spawning a systematic development of rational knowledge, the birth of the modern Academy and its organization of the world, a process continuing to this day. The utilization of Knowledge for expressing fully the potential of the world, for bettering the world we live in sounds like a most noble ideal, but what stamps it with defect is the Will to Power which it inevitably expresses. This hinges on the question of the limits of human or rational knowledge but more so, on the misuse of the will which is natural to humankind. The Will to Power subjects the Will to Knowledge to its own desire to possess, exploit and enjoy the world and its resources and creatures. The essential experience of separateness endemic to humanity makes each individual person or group treat itself as the center of the universe and all “others” as either a threat or an element for assimilation, possession and enjoyment. The goals of bettering the world slip easily into the goals of utilizing knowledge for accumulating more and more profit, developing huge machineries for creating more and more surplus for the accumulation of profit and expanding techniques for creating desire for the consumption of the surplus produced.

Western man’s religious life has also been exploited to make this possible. As analyzed by Max Weber, the guilt associated with Original Sin in Christianity has been displaced onto a “Protestant work ethic” so as to exploit labor for the accumulation of capital. Similarly, as per thinkers like R.H. Toni, the Old Testament injunction to build perfection on earth has equally been grist to this mill. Thus, this capital accumulation has been a necessary accompaniment of the Enlightenment and, along with the need to convert the whole world to the civilizational ideology of the Enlightenment (what was known as “the white man’s burden), it was as part of this drive for material and subjective exploitation that colonialism arose as a direct consequence of the Enlightenment. Today, the world is no longer politically colonized, but the forces of capital accumulation and the society it produces is no less with us today in and as our era of globalization.

Nation Soul

Thus we can see how critical an understanding of this trajectory of modernity is to the notion of national independence. When Sri Aurobindo entered the field of national politics, there were two kinds of approaches to colonialism. The parties who represented these two approaches were the Moderates and the Extremists. The moderate approach was not primarily interested in independence from colonial rule. It called for an end to oppressive policies. It considered the injustices and evils of colonial rule to be what needed overcoming and sought to remedy this through pressing for constitutional change. In other words, its approach was an appeal to the conscience of the colonizer while accepting the superiority of its progressive drive and its right to rule over the nation. Thus, for the Moderates, what the British brought to India were the noble goals of the Enlightenment, which India sorely needed. Humanism, Science and a rational organization of life were seen by them as the great gifts of the west to India and what they pressed for was what they felt to be consonant with the “enlightened” goals of government, a removal of oppressive policies to become true benefactors of India.

What Sri Aurobindo represented was another mode of thinking belonging politically to the group called the Extremists. The Extremists held complete independence from the British to be their political goal and they justified this stand by claiming an alternate civilizational trajectory from that of the west. We find this line of argument consistently for example in the political writings of Sri Aurobindo which emerged in the journal of the Extremists, Bande Mataram. Here we find the call for national independence being issued in the name of a national law of becoming or “dharma.” The use of this term is related to the Gita’s idea of a distinct law of being, swabhava and becoming, swadharma for each individual. Sri Aurobindo adapted this idea for the collective entity of the nation and thus asserted a psychic reality uniting the people of India. By this argument, it is not just to be free of oppression that India needed to be free, but for her people to express what lay latent in the depths of national self-becoming, the swadharma or rashtra-dharma of the nation.

The idea of a national law of self-becoming was never articulated distinctly before this in India and is also an adaptation of the idea of the nation soul which was developed in late 18th c. Germany by thinkers like Johann Herder and G.W.F. Hegel. Looked at from a contemporary historical vantage, this idea of a nation soul is very controversial. This is because we live in the wake of World War II, in which this idea was very drastically and dangerously abused. A national soul, as an ahistorical essence, gives rise easily to the idea of racism and radical cultural relativism. All nations, by this idea, would be seen as eternally distinct with its people making competitive claims on the earth. From this problem of relativism, also arises the question of hierarchy. How are these distinct entities to be ordered in relation to one another and the totality of the world? What is to be at the center and what at the periphery? It is clear that such ideas can easily be abused to justify Apartheid and racial or cultural expansionism. These are also the kinds of problems that led to the second World War, whose disastrous effects brought humanity close to extinction and whose aftermath smoulders all around us. In occult terms, Sri Aurobindo and the Mother referred to the power behind this war as “the Lord of the Nations,” which goes to show how the nation idea can be distorted into something very dangerous, with a possibility of falsehood which can abuse it hugely if one is not careful.

Apart from this, the idea of a nation soul can raise serious problems of an internal nature, if not properly understood. A nation tries to define its identity through the writing of its history. A variety of ideologies can become the bases for contested histories, each of which claim to give voice to the “true” soul of the nation. We see this all around us as a real problem of nationalism, a factor of fratricidal struggle, seeking to determine the destiny of the nation. In India, there are those, for example, who have built a history around the idea of a Hindu nation. Equally ideological and contestational, may be the idea of a “secular nation.” This, for example, was the entire idea behind Nehru’s work on Indian history, to show that the Indian people have accepted a wide variety of ideologies, religious and otherwise, with no priority given to any one. This allows him to posit a socialistic democracy as the form of polity suited to India’s future.

All these ideas, based on the notion of an unchanging essence defining the nation, hold great dangers, which is why contemporary thinkers have chosen to discard this idea of a nation soul. But Sri Aurobindo and others who utilized this idea to speak of a national soul and law of national becoming, did not see this as the basis of a static racist or culturally essentialistic ideology but as an evolving entity with a cultural history moving towards universality. Sri Aurobindo anticipated these dangers in the nation soul idea and made it very clear in his work on social and political philosophy, The Human Cycle, that the entry into a subjective age, one which opens itself to the subjectivity of a nation soul, is fraught with dangers. He writes here of true and false subjectivisms. But he does not discard the idea of a nation-soul. The truth of the nation soul, according to Sri Aurobindo, is the same as the truth of the individual soul as Sri Aurobindo develops it from the tradition of Indian spiritual philosophy. That is, it is a self-concentration of the one Divine Being, one way of self-understanding of the One Being there is. In other words, nation souls are the same in essence, but different in form of perception and form of expression. This is what allows the soul, whether in an individual or a nation, to see itself as the same in all beings. It is the realization of the One Being in many forms, arising from what Sri Aurobindo calls “the multiple self-concentration of the One.” This is what forms the essence of the nation soul for Sri Aurobindo.

These nation souls are differentiated because the Divine Reality, which represents itself in all these souls, is the Infinite One. While being the Same, it is the aspect of its infinite possibilities which finds differentiated manifestation in the perception and expression of souls. This is what provides a radical uniqueness to each soul’s expression, while basing it in Oneness. The realization of such a subjective truth evades the dangers which arise from an essentialistic psychic ontology, a static monadology without any basis in unity. Sri Aurobindo sees the espousal of such a radical essentialism without unity as a false subjectivism, which seeks to assert its “truth” against all others or dominate the others through a world ordering mythology in which it assumes the position of centrality. On the other hand, the realization of a differentiation based on an expression of the Infinite One would move towards an acceptance of plurality based in the wonder of difference-in-unity, a Being-in-Becoming of the Infinite One. This Sri Aurobindo sees as a “true subjectivism.”

The Five Dreams and the Triple Transformation

Such a “true subjectivism” is better understood in terms of cultural history, as a process of continuities and disjunctions. The evolving nation soul develops its forms through its cultural body. It makes its appearance as a self-identifying concept among the people of a region at a certain point in time and develops along certain lines of preserved preference due to cultural momentum, but is not restricted to them. To understand better the trajectory of evolution of a nation soul, we may compare its movements to those in the development of the individual soul. Here we may see three major movements, which could be related to the idea of Triple Transformation introduced by Sri Aurobindo in The Life Divine and elsewhere. The first of these movements of history is the creation and proper unification of its instrumental body. This relates at once to the first of Sri Aurobindo’s five dreams and the first of the three transformations which he sets up as the trajectory of human evolution in the individual. The first of the three transformations is the development of a nature body adapted to the use of the psychic being and the emergence of the psychic being as the controller and leader of this expressive nature. Similarly, the first of Sri Aurobindo’s dreams is the freedom and integration of the nation, the preparation and integration of the instrumentality for the use of the nation soul. Sri Aurobindo sees the swadharma of the Indian nation as one which seeks the realization of the Divine in innumerable ways. Each constituent of the national body has its own approach to that Infinite One which attracts it and the nation soul is empowered in the fostering of cultural plurality and syntheses which allow all these myriad lines of seeking their full power of development.

The second movement in the evolution of the nation soul can be seen as its growth towards universality. This is also related to the second transformation in Sri Aurobindo’s formulation of the triple transformation. This is the realization of the Cosmic Consciousness, that which is all-inclusive and sees other forms of approaches as perspectives having differences which are related in a harmony based in an implied Oneness. For the nation soul, this means a growth in the power of relation with other ways of becoming, an expansion out of a narrow way of looking at reality. Such an expansion takes delight in other ways of becoming and forms relations of commonalty, hybridity or syncretism, leading eventually to an inclusion of all other ways as part of one’s own. However, such formulations would continue to respect other kinds of syntheses which may be developed by other ways of becoming. This provides the scope of the second and third dreams of Sri Aurobindo – the rise of Asia as a continental reality in which India plays its part, and the development of world union.

These movements are not temporally exclusive, that is they do not form phases of development which wait for completion before moving to the next. However, for the success of India’s part in the rise to prominence of Asia and for its part in world union, it is important for the development of subjective unity based on an interchange of spiritual plurality in the nation. In fact, one may say that universality is part of the articulated essence of India’s soul, in its espousal of “the world family,” basudhaiva kutumbakam. To realize this, to make it concrete and manifest in the nature body that we call India, is part of its movement towards the goals of the second and third dreams of Sri Aurobindo. Sri Aurobindo brings together the drift of these three dreams in his fourth dream – the gift of India’s spirituality to the world. This, indeed, is how Sri Aurobindo sees India’s swadharma. But this is not a static spirituality based on a monocultural reading of history – as for example in the idea of a Hindu nation. India’s spirituality is not merely a repetition of its past, it consists in the lived adaptations of the present. This is what Sri Aurobindo makes very clear in his statement: “We belong not to the dawns of the past but to the noons of the future.”

What may be seen as the third movement of the nation soul relates to the fifth of Sri Aurobindo’s dreams. This is the most profound movement and is also identical with the third of the three transformations in Sri Aurobindo’s yoga. This is the further journey of the soul out of its cosmic context into a transcendental dimension, from where it may create a new humanity or rather a superhumanity. This is the dream of a new species, where human souls, prepared through a cosmic unity, rise in consciousness to a higher level of being not yet manifest in the race, and from this vantage, can reformulate the expression of humanity. This goal, perhaps even in its beginnings, belongs to the future, as he says. For this, we need to have some sufficient realization of the first four dreams and we are still very far from that.

The One Nation and the Two Nations

Now, the question to ask is what do these dreams have to do with us? The easiest answer is to say that these are predictions of an avatar and all we need to do is to wait for their achievement. Unfortunately, as the Mother says somewhere, Nature is in no hurry, and predictions or not, these dreams will remain dreams were we not to participate in making them realities. So, let us consider these dreams in terms of their contemporary realization. Where are these dreams today and what is needed to move towards them? The first dream concerns itself with the unity of the nation, not merely political unity but cultural unity, a unity in cultural psychology. One may even say, that for Sri Aurobindo this psychological unity comes before political unity. Political unity can hardly be secure if there isn’t a psychological unity among the peoples of the nation. As a nation, India has experienced various forms of cultural unity in the past. Sri Aurobindo raises here one of the most difficult problems of unity we are faced with today – the Hindu-Muslim question and politically related to this, the India-Pakistan question. Sri Aurobindo says that the political division into India and Pakistan should not be treated as a settled fact. What he is saying here, has its roots in cultural history in the debate between what is known as the one nation and the two nation theory. The one nation theory is based on the idea that Hindus and Muslims in India share a cultural psychology, that in some way, Indian Islam has developed into a synthetic form which shares an acceptance in difference with Hindu forms and vice versa. The two nation theory implies that Hindus and Muslims in India live two completely different realities and are better parted into two nations. The two nation theory has made its appearance in relatively modern times and represents a politicization of religious identities, made to look like a historical fact. It is a rhetorical formulation. If we look back at India’s past, we find many synthetic formulations which have tried to bring Hindu and Muslim spiritual forms into relation or unity with one another. These attempts have become part of the cultural history of the peoples of India, irrespective of religion.

Creative spiritual personalities have arisen in Indian history, such as the Chisti saints, Sufis like Kabir and Nanak, in modern times, personalities such as Rabindranath Tagore and Kazi Nazrul Islam or the spiritual genius of Sri Ramakrishna, who united in his own life the various spiritual experiences of different religious traditions. It could be said that India had been under Islamic hegemony for four or five hundred years, but during this period, there were also signal achievements of synthesis and harmony. A great flowering of hybrid Indian culture, transcending religious differences, developed during the Mughal period and the history of India would have been very different had Dara Shikoh, the eldest son and rightful heir of Shah Jehan assumed the throne of Mughal India. The Mughal court was dominated by two Sufi denominations, the Chistis and the Naqshbandis. Of these, the Chistis created a synthetic spiritual culture through hybridization with Vaishnavism. The Mughal emperors who were under the influence of the Chistis, eschewed orthodoxy and promoted spiritual dialog and synthesis. Unfortunately, the Naqsbandhis were more orthodox and lent their support to the ulemas. The regime of Aurangzeb established an Islamic orthodoxy which could be said to lay the seeds for the modern idea of the two nation theory.

If we study the periods and personalities who helped in the manifestation of a cultural closeness among Hindus and Muslims, we find an embracement of the spiritual history of India beyond all orthodox formations. This is what brings us into contact with the nation soul, a culture of pure self-discovery, experience and manifestation of the spirit, however it may come. This implies spirituality in a creative vein, not a clinging to forms and a policing of boundaries. Spirituality stuck in the forms of the past is one thing, India has created many great forms of social practice leading to experiences of the spirit, but if these become exclusive or if they seek to erase the realities of other forms by co-optation, this leads only to internal strife and division, hardly the integration of the social body or the first step towards the manifestation of the nation soul as per Sri Aurobindo. What we call Hinduism has created such a form which tends to define it today, a form of Puranic religion, habits and customs of life and worship, to give body to spiritual experiences. If we follow these forms with a spiritual aim, we may have high realizations of the spirit, as innumerable saints and yogis have affirmed. But let us not forget that these forms also have a historicity, they were created at a certain point in time and answer to certain social conditions. Can we dare to modify or break them? Can we dare to create new forms? Do we have the power to create a new spirituality which will represent a greater cultural psychology of inclusion and realization for the nation? This is the invitation of the first dream of Sri Aurobindo. It calls on the people of India attuned to its nation soul to allow the power of spirituality to become creative in themselves and embrace every form, all shades of realization which have left their mark in the history of the nation. All this history belongs to us and is not to be thrown aside. What we need to protect ourselves from is not this or that spiritual form but all orthodoxy. What we need to embrace instead is a creative and all-embracing spirituality.

Asia is One

Sri Aurobindo’s second dream concerns the rise of Asia. Today much is being said about Asia becoming a major player in the world market. India and China are often spoken of as holding the key to the economic future of the world. If this is all the destiny of India and of Asia, as an economic giant in the drive for a new developing globalization, then we have lost a great opportunity. The Asia that Sri Aurobindo is speaking of is an Asia fertilized by powerful rivers of spirituality, many emanating from India – the Asia that received Buddhism and Hinduism and made its own forms of these, the Asia through which Islam spread not as an orthodoxy but as Sufi mysticism, the Asia in which Confucianism, Taoism and Shinto mingled their rivers with Buddhism in new creative forms through many regional histories. This eclectic spiritual continent called Asia is what Sri Aurobindo is referring to. To approach this, we have to move our attention from the material and economic to the depths of the cultural and spiritual. Do we see any movements of this kind today? I don’t see any. Here again, is where our aspirations come in, we have to make these dreams into realities.

At the turn of the 19th/20th century, Sri Aurobindo started an anti-colonial revolutionary movement in Bengal with a few splinter groups who has already received some preparation towards revolutionary action, not by an Indian, but by a Japanese ideologue by name of Okakura Kakuzo. He had come from Japan to India in 1902 looking for a spiritual personality to take back so as to to re-enliven Japanese spiritual culture. The personality he wished to take back was Vivekananda. This did not happen, since Vivekananda died that year, but Okakura also brought a message to India. This was the message of Pan-Asianism, which he expressed in his famous book, The Ideals of the East. Okakura began this book with the line “Asia is one” and in its very first page, he referred to an all-embracing “Advaita” as the very soul of Asia, a spirit of non-dual spirituality which flowed into the whole of the continent from India. It is this spirit which needs to be kindled in dynamic and living forms today. This rekindling is necessary if Asia of the ages is to rise again into the comity of nations and realize the dream of Sri Aurobindo. This is hardly the Asia which is today playing out a derivative role furthering the commercial vision of the European Enlightenment through neo-liberal globalization.

The Religion of Humanity

Sri Aurobindo’s third dream concerns world unity. Given the forces of globalization weaving a single lifestyle across the world today, it would seem that this dream is close to fulfillment. But once again, this global reality is driven by forces of capital accumulation and economic inequality. Is this the confederation of nations which Sri Aurobindo had in mind? Or an international policy protecting the interests of all the peoples of the world? At the end of World War II, an organ was created for just such a purpose. This was the United Nations. But the United Nations is a highly compromised entity today. It is merely a political tool for certain world powers. Here again, we must realize that for the world union Sri Aurobindo had in mind, external mechanisms like economics and politics are not enough. We must find creative powers to build a global unity which discovers the commonalty of all human beings. Ideologically, this was attempted in Europe through international movements such as Marxism and Socialism. Such ideologies are with us even today. Internationalism as an attempt to define and solve human problems irrespective of cultural differences, problems of human rights, democracy, equality, basic needs continue to be attempted, as variations of the ideals of the Enlightenment, but these solutions don’t go deep enough in their dealings with the darkness that lurks in human hearts. Sri Aurobindo presents instead the ideal of the religion of humanity. This ‘religion of humanity’ is very different from any sectarian religion, just as it is very different from an internationalist Socialism. It is based on the discovery of the soul. The ideal of psychic self-discovery equally enables the discovery of the soul in all individuals. There is a line in Sri Aurobindo’s Synthesis of Yoga which opens up the kind of practice leading to such a goal. Here he says, “The realization of oneness and the practice of oneness in difference is the whole of the yoga.” This line returns us to the profound meaning of unity and difference in individual and national souls. It is a practice of this kind that constitutes the essence of realization of the nation soul and of world unity.

A Grass Roots Spirituality

Sri Aurobindo’s fourth dream is that of India’s spiritual gift to humanity. Sri Aurobindo points out that given the changing circumstances and anxieties of our times, people will turn more and more to spiritual solutions and look to India and her long history of spiritual experimentation for solutions. Here he warns that it would indeed be a pity if when the world most needs the benefit of India’s spiritual gift, the citizens of modern India, attracted by the glittering trinkets of global materialism, would themselves devalue or cast away the riches of the soul. In the burgeoning mega-cities of contemporary India, how much value do we give to spiritual solutions? Or has spirituality been reduced to a tool for stress-free and efficient business management? This is what contemporary thinkers such as Slavoj Zizek criticize when they talk of New Age Buddhism becoming the perfect and appropriate subjective counterpart of world capitalism. Yet, perhaps, beyond this easy co-optation, and under the surface of what seem to be comfortable neo-liberal lives, growing fears, anxieties and discontents stemming from nightmares of slippery terrorism, unpredictable financial collapse and/or ecological disaster also mark our age. It is here that people are left to seek for personal solutions which the hubris and self-confidence of the Enlightenment cannot provide. Perhaps somewhere in the occult range of human species consciousness, a shadowy seeking for a new synthesis of yoga is beginning to raise its lonely tongue of aspiration. But even as this need grows around us, how many among us are in a position to offer the help that is necessary? For the spiritual gift of India to answer to the need of the hour, new leaders are necessary – not only at official or institutional levels but at the grass-roots. Many times in India’s past, such waves of spiritual adaptation and experimentation have spread through the country from among the masses. In recent history, the Sufi, Bhakti and Sant movements of the 16th c. are cases in point. But in our present times, when the light of tradition either burns dimly or has been transformed to the lurid glow of fundamentalism, a new inspiration is necessary to kindle the flames of a postsecular world spirituality. Sri Aurobindo has provided a spiritual vision which can sustain and transport us through our contemporary global condition. Thus, it is those who have been touched by the light of Sri Aurobindo and the Mother who carry a special responsibility, to make available viable spiritual solutions beyond an exotic traditionalism or a sectarian narrowness. This again, is something of India’s future which needs to be built, a dream to be realized only through sincerity of practice. This too, is very far from being realized, unless enough individuals develop the will to accelerate and intensify its aspiration in their lives.

City States of the Future

Sri Aurobindo’s fifth dream, the transition of humanity (or at least a portion of it) to a new species, is still distant from us. But here, as in the case of his other dreams, it is Sri Aurobindo and the Mother who have left us their own examples towards this eventuality so that we may tune our aspirations towards it. Further, they have given us the beginnings of social formulations for preparing this transition, what Sri Aurobindo has termed “laboratories of the life divine.” These include the communities founded by them, such as the Sri Aurobindo Ashram and Auroville. To prepare ourselves for a change in consciousness leading to a new form of being and becoming, are we being told to gravitate to these places and swell their populations? There is much that we can learn from these places, but if we do not understand the forces with which they were constructed and the world forces they were put in dynamic relationship with, all we will see there are forms of shelter, locations of escape from the modern world. Or if we turn to the practices of the inner life that form the habitus of these places, we may easily lose our connection with the demands of modernity. But it is not for this that these locations were established by their founders. These environments were established to be sites of selective assimilation and engagement with all the forces of the world, so as to have a world transforming potential. In some way, this kind of response to modernity has also been approximated by a number of other social experiments that arose during the period of India’s national struggle for independence. We may think of Rabindranath Tagore’s Shantiniketan – Visvabharati, the educational center for the making of the Universal Man, Visva Manav, or even Gandhi’s ashram at Sabarmati. These are all attempts at consolidating the inner life against the fragmenting sway of the global techno-commercial forces of modernity, the overwhelming flood which is occupying the world and fashioning human subjectivity today. If humanity is to have a chance at opening up the possibility for Sri Aurobindo’s fifth dream, it can only be through the creation of social conditions where the expressions of a collective spiritual life can take precedence over the ever-accelerating determinisms of production and consumption of a global world market. These are the sites of soul building, not ashrams in the sense of shelters but the autonomous intentional communities and city states of the future that we need to conceptualize and build collectively. So long as the privileging of our national target remains economic success in the world market, this dream of the future will elude us. We have to think and act differently, as individuals and as collectives.

Thus, to contemplate India’s future, as extended in the vision of Sri Aurobindo, it is of paramount importance that we cease from a passive acquiescence to the forces of the world or treat Sr Aurobindo’s dreams as inevitable prophecies. We must hold these dreams near to our hearts and make them our own. To sustain a dream in one’s attention is the very essence of meditation. The Mother makes this need of the hour very clear to us. She asks us never to forget that we are participating in the birth of a new world – to keep this idea in the forefront of our consciousness, to wake with it and go to sleep with it. The Mother says about the supramental manifestation that it may be achieved in a thousand years or it may be achieved in a few hundred years. It depends on human aspiration and practice. The same can be said about Sri Aurobindo’s dreams for the destiny of India. We are not called upon by Sri Aurobindo to be astrologers; we are called upon to be people of aspiration and will. Of course, it is not all in our hands, there are cosmic powers much greater than us as we are presently constituted that have a stake in the future. But unless we become active participants in the process, be able to interpret our times and intensify the movement towards the fulfillment of these dreams, they will remain deferred or even defeated.

 

“Damn right,” I said: Bush Meets Foucault by Eliot Weinberger

‘Damn right,’ I said

Eliot Weinberger

The London Review of Books

  • Decision Points by George W. Bush
    Virgin, 497 pp, £25.00, November 2010, ISBN 978 0 7535 3966 8

In the late 1960s, George Bush Jr was at Yale, branding the asses of pledges to the Delta Kappa Epsilon fraternity with a hot coathanger. Michel Foucault was at the Societé française de philosophie, considering the question, ‘What is an author?’

The two, needless to say, never met. Foucault may have visited Texas on one of his lecture tours, but Junior, as far as it is known, never took his S&M revelry beyond the Ivy League – novelists will have to invent a chance encounter in a basement club in Austin. Moreover, Junior’s general ignorance of all things, except for professional sports, naturally extended to the nation known as France. On his first trip to Paris in 2002, Junior, now president of the United States, stood beside Jacques Chirac at a press conference and said: ‘He’s always saying that the food here is fantastic and I’m going to give him a chance to show me tonight.’

Foucault found his theories embodied, sometimes unconvincingly, in writers such as Proust or Flaubert. He died in 1984, while Junior was still an ageing frat boy, and didn’t live to see this far more applicable text. For the questions that he, even then, declared hopelessly obsolete are the very ones that should not be asked about Decision Points ‘by’ George W. Bush (or by ‘George W. Bush’): ‘Who really spoke? Is it really he and not someone else? With what authenticity or originality? And what part of his deepest self did he express in his discourse?’

Decision Points holds the same relation to George W. Bush as a line of fashion accessories or a perfume does to the movie star that bears its name; he no doubt served in some advisory capacity. The words themselves have been assembled by Chris Michel (the young speechwriter and devoted acolyte who went to Yale with Bush’s daughter Barbara); a freelance editor, Sean Desmond; the staff at Crown Publishing (who reportedly paid $7 million for the book); a team of a dozen researchers; and scores of ‘trusted friends’. Foucault: ‘What difference does it make who is speaking?’ ‘The mark of the writer is … nothing more than the singularity of his absence.’

As of this writing, Decision Points has sold almost a million and a half copies. Conservative groups buy these things in bulk, and it was the perfect Christmas gift for one’s Republican uncle. Moreover, in the mere two years since he left Washington, Bush is beginning to seem like a reasonable man compared to the Republicans who have now been elected to higher office. Unlike them, he was not a ‘family values’ Christian who liked to have prostitutes dress him in diapers; he did not have to pay a fine of $1.7 billion (yes, billion) for defrauding the government; he does not advocate burning the Quran; he does not believe that Obama is a Kenyan Muslim allied with terrorists who is building internment camps for dissidents; he does not believe that people of Hispanic origin should be randomly stopped and asked to prove their immigration status; he does not support a military invasion of Mexico or a constitutional amendment stating that the United States cannot be subject to Sharia law or an electric fence along the entire Canadian border or the death penalty for doctors who provide abortions; he does not believe that bicycle lanes in major cities are part of a plot by the United Nations to impose a single world government. The Palinites and Tea Partiers are getting the publicity, but the old-fashioned neocons still hold the power, and they may well run the ever patient Jeb Bush – practically the only Republican left with both dull conservative respectability and national name recognition – for president in 2012.

Despite the sales, it’s unlikely that many will ever read Decision Points, and even fewer will finish it. Those who do will find three revelations, besides the foetus in the jar. Junior killed his sister Doro’s goldfish by pouring vodka in the fishbowl. He was convinced he should run for president after hearing a sermon about Moses leading the Israelites out of Egypt. And, as a man who likes to go to bed early, at 10 p.m. on the night of 11 September 2001, President George W. Bush was complaining that he needed to get to sleep.

He believes that this book will ‘prove useful as you make choices in your own life’.

As a postmodern text, many passages in the book are pastiches of moments from other books, including scenes that Bush himself did not witness. These are taken from the memoirs of members of the Bush administration and journalistic accounts such as Bob Woodward’s Plan of Attack and Bush at War. To complete the cycle of postmodernity, there are bits of dialogue lifted from Woodward, who is notorious for inventing dialogue.

Occasionally, someone on Team DP will insert a lyrical phrase – the tears on the begrimed faces of the 9/11 relief workers ‘cutting a path through the soot like rivulets through a desert’ – but most of the prose sounds like this:

I told Margaret and Deputy Chief of Staff Josh Bolten that I considered this a far-reaching decision. I laid out a process for making it. I would clarify my guiding principles, listen to experts on all sides of the debate, reach a tentative conclusion, and run it past knowledgeable people. After finalising a decision, I would explain it to the American people. Finally, I would set up a process to ensure that my policy was implemented.

There are nearly 500 pages of this, reminiscent of the current po-mo poster boys, Tan Lin, with his anaesthicised declarative sentences, and Kenneth Goldsmith with his ‘uncreative writing’, such as a transcription of a year’s worth of daily radio weather reports. Foucault notes: ‘Today’s writing has freed itself from the theme of expression.’

Even the title of the book unchains the signifier from the signified. ‘Decision points’ is business-speak for a list of factors, usually marked by a bullet in PowerPoint presentations, that should be considered before making a decision. There are no decision points in Decision Points. Despite what is claimed above, Bush never stops to consider. He is the Decider who acts impulsively and ‘crisply’, drawing on his ‘moral clarity’. In the scariest line in the book, he has been allowed to let slip that his motive for the invasions of Afghanistan and Iraq was simple revenge, surely the least desirable emotional quality one would want in a world leader with access to nuclear weapons. About 9/11 the text says: ‘My blood was boiling. We were going to find out who did this, and kick their ass.’

Team DP has indeed created ‘a space into which the writing subject constantly disappears’; one learns almost nothing about George W. Bush from this book. The names of hundreds of other people are mentioned, almost always in praise – it is, in its way, the world’s longest prize acceptance speech – but none of them, outside of the Bush family, has any life as a character. Each new person is introduced with a single sentence, noting one or more of the following: 1) Texan origins; 2) college athletic achievements; 3) military service; 4) deep religious faith. The sentence ends with three personal characteristics: ‘honest, ethical and forthright’; ‘a brilliant mind, disarming modesty and a buoyant spirit’; ‘a statesman, a savvy lawyer and a magnet for talented people’; ‘smart, thoughtful, energetic’ (that’s Condi); ‘knowledgeable, articulate and confident’ (that’s Rummy); ‘a wise, principled, humane man’ (Clarence Thomas); and so on. Then the person does whatever Bush tells him to do.

Bush is the lone hero of every page of Decision Points. Very few spoken words are assigned to him, outside of the public records of speeches and press conferences, and in nearly all of them he is forceful, in command, and peeved at the inadequacies of his subordinates:

‘What the hell is happening?’ I asked during an NSC meeting in late April. ‘Why isn’t anybody stopping these looters?’

‘By the time Colin gets to the White House for the meeting, this had better be fixed.’

‘We need to find out what he knows,’ I directed the team. ‘What are our options?’

‘Damn right,’ I said.

‘Where the hell is Ashcroft?’ I asked.

‘Go,’ I said. ‘This is the right thing to do.’

‘We’re going to stay confident and patient, cool and steady,’ I said.

‘Damn it, we can do more than one thing at a time,’ I told the national security team.

As I told my advisers, ‘I didn’t take this job to play small ball.’

‘This is a good start, but it’s not enough,’ I told him. ‘Go back to the drawing board and think even bigger.’

‘We don’t have 24 hours,’ I snapped. ‘We’ve waited too long already.’

‘What the hell is going on?’ I asked Hank. ‘I thought we were going to get a deal.’

‘That’s it?’ I snapped.

As Foucault says, ‘The author’s name serves to characterise a certain mode of being of discourse.’

This is a chronicle of the Bush Era with no colour-coded Terror Alerts; no Freedom Fries; no Halliburton; no Healthy Forests Initiative (which opened up wilderness areas to logging); no Clear Skies Act (which reduced air pollution standards); no New Freedom Initiative (which proposed testing all Americans, beginning with schoolchildren, for mental illness); no pamphlets sold by the National Parks Service explaining that the Grand Canyon was created by the Flood; no research by the National Institutes of Health on whether prayer can cure cancer (‘imperative’, because poor people have limited access to healthcare); no cover-up of the death of football star Pat Tillman by ‘friendly fire’ in Afghanistan; no ‘Total Information Awareness’ from the Information Awareness Office; no Project for the New American Century; no invented heroic rescue of Private Jessica Lynch; no Fox News; no hundreds of millions spent on ‘abstinence education’. It does not deal with the Cheney theory of the ‘unitary executive’ – essentially that neither the Congress nor the courts can tell the president what to do – or Bush’s frequent use of ‘signing statements’ to indicate that he would completely ignore a bill that the Congress had just passed.

It is astonishing how many major players from Bush World are here Missing in Action. Entirely absent, or mentioned only in passing, are Paul Wolfowitz, Richard Perle, John Yoo, Elliott Abrams, Ahmed Chalabi, Ayad Allawi, Rick Santorum, Trent Lott, Tom DeLay, Richard Armitage, Katherine Harris, Ken Mehlman, Paul O’Neill, Rush Limbaugh. Barely appearing at all are John Ashcroft, Samuel Alito, Ari Fleischer, Alberto Gonzales, Denny Hastert, John Negroponte and Tom Ridge. Condi and Colin Powell are given small parts, but Rummy is largely a passing shadow. No one is allowed to steal a scene from the star.

The enormous black hole in the book is the Grand Puppetmaster himself, Dick Cheney, the man who was prime minister to Bush’s figurehead president. In Decision Points, as in the Bush years, he is nearly always hiding in an undisclosed location. When he does show up on scattered pages, he is merely another member of the Bush team. The implicit message is that Washington was too small a town for two Deciders.

Only twice in this fat book does one get a sense of Cheney’s presence. He complains about Bush’s refusal to grant a pardon to Scooter Libby: ‘I can’t believe you’re going to leave a soldier on the battlefield.’ (But the scene is taken from a news article, where the line is not attributed to Cheney but to an anonymous staffer, and spoken about Bush, not directly to him.) And there is one glimpse at how adept Cheney was at pushing Bush’s macho buttons:

Dick Cheney was concerned about the slow diplomatic process. He warned that Saddam Hussein could be using the time to produce weapons, hide weapons, or plot an attack. At one of our weekly lunches that winter, Dick asked me directly: ‘Are you going to take care of this guy, or not?’ That was his way of saying he thought we had given diplomacy enough time. I appreciated Dick’s blunt advice. I told him I wasn’t ready to move yet. ‘Okay, Mr President, it’s your call,’ he said. Then he deployed one of his favourite lines. ‘That’s why they pay you the big bucks,’ he said with a gentle smile.

If Cheney has been left on the cutting room floor, the surprise supporting actor is Dad. We all know too much about the Bush Family Drama: Dad the Phi Beta Kappa student and star collegiate athlete, Junior at the same schools a mediocre goofball who would never make the team and was reduced to being a cheerleader; Dad the World War Two fighter pilot hero (actually considered a coward outside of Kennebunkport, but that’s another story), Junior mainly AWOL from the dinky Texas Air National Guard; Dad the successful oil man, Junior losing fortunes on dry wells, continually bailed out by Dad’s friends. When the black sheep loser – and not his reliable brother Jeb, who was groomed for the task – bizarrely became president, Junior made a point of selecting two unilateral Pax Americana hotheads, Cheney and Rumsfeld, whom diplomatic Dad couldn’t stand. His obsession with taking out Saddam – which, contrary to Decision Points, was evident on Day One of the administration – was widely seen as a reaction to Dad’s ‘failure’ (according to the Project for the New American Century crowd) to invade Baghdad during the Gulf War. Even Dad’s best friend, Brent Scowcroft, came out publicly against the imminent war. During the presidency, Junior was touchy on the subject, and famously replied, when asked if he sought his father’s advice: ‘I appeal to a higher father.’

Unexpectedly, Dad is everywhere in the book, with father and son continually declaring their mutual pride and undying love. Team DP even feels the need to quote in their entirety Dad’s words when Junior is elected president for the second (well, actually the first) time: ‘Congratulations, son.’ The configuration of piety, patriotism, filial justification and self-aggrandisement is in this, perhaps the most typical dramatic passage in the book:

I was standing next to Mother and Dad at a Christmas Eve carolling session when the Navy chaplain walked over. He said: ‘Sir, I’ve just returned from Wilford Hall in San Antonio, where the wounded troops lie. I told the boys that if they had a message for the president, I’d be seeing you tonight.’

He continued. ‘They said: “Please tell the president we’re proud to serve a great country, and we’re proud to serve a great man like George Bush.”’ Dad’s eyes filled with tears.

(It may well be that Navy chaplains employ such locutions as ‘where the wounded troops lie’, but in any event, there are quite a few scenes of grown men weeping in Decision Points, most of them in uniform, listening to Bush speak. The book, perhaps deliberately playing to its intended audience, is very much like country and western music: one minute they’re raising hell and the next they’re jerking tears.)

Mother – she’s never Mom – pops up frequently with a withering remark. As middle-aged Junior runs a marathon, Mother and Dad are, of course, coming out of church. Standing on the steps, Dad cheers ‘That’s my boy!’ and Mother shouts ‘Keep moving, George! There are some fat people ahead of you!’ When Junior decides to run for governor, Mother’s reaction is simply: ‘George, you can’t win.’ Not cited is Mother’s indelible comment on the Iraq War: ‘Why should we hear about body bags and deaths? Why should I waste my beautiful mind on something like that?’ But the single newsworthy item in this entire book is the get-this-boy-to-therapy scene where Mother has a miscarriage at home, asks teenaged Junior to drive her to the hospital, and shows him the foetus of his sibling, which for some reason she has put in a jar.

Bush claims this was the moment when he became ‘pro-life’, unalterably opposed to abortion and, later, embryonic stem-cell research. (The thought would not have occurred to Mother. At the time, patrician Republicans like the Bushes were birth-control advocates; like Margaret Sanger, they didn’t want the unwashed masses wildly reproducing. Dad was even on the board of the Texas branch of Planned Parenthood. )

Decision Points flaunts its postmodernity by blurring the distinction between fiction and non-fiction. That is to say, the parts that are not outright lies – particularly the accounts of Hurricane Katrina and the lead-up to the Iraq War – are the sunnier halves of half-truths. The legions of amateur investigative journalists on the internet – as usual, doing the job the major media no longer perform – are busily compiling lists of those lies. Gerhard Schroeder has already stated that the passage in which he appears is completely false. And even Mother has weighed in. Interviewed recently on television, she said she never showed Junior that jar, but maybe ‘Paula’ did. (It was assumed we would know that Paula was the maid.)

More generally, the DP Bush bears little relation to the George W. Bush of memory. The DPB is always poring over reports; GWB insisted on one-paragraph summaries, usually delivered orally. (Rumsfeld, who knew his man, presented his daily reports with shiny colour covers that had a stirring combat photo accompanied by an inspirational line from the Bible.) The DPB continually mentions his favourite books and maintains that he read two a week while president; GWB was rumoured to be dyslexic, and read no book other than the Book (much like his counterpart, that other wealthy bad boy, Osama bin Laden). GWB famously never asked anything at meetings, but the DPB claims:

I learn best by asking questions. In some cases, I probe to understand a complex issue. Other times, I deploy questions as a way to test my briefers’ knowledge. If they cannot answer concisely and in plain English, it raises a red flag that they may not fully grasp the subject.

The DPB works tirelessly to keep the free world free; GWB spent long hours in the White House gym and took more vacations than any other president. The 29-year-old DPB goes to Beijing to visit Dad, then ambassador, thinks about the French and Russian Revolutions, and learns important lessons about liberty and justice; the real GWB said at the time that he went to ‘date Chinese women’.

In the book, as in his life, Bush the postmodernist is a simulacrum: a Connecticut blueblood who pretended to be a Texas cowboy, though he couldn’t ride a horse and lived on a ‘ranch’ with no cattle. He was, and is, happiest when surrounded by professionals in the three areas in which he was a notable failure: athletics, the military and business. He is like a sports fan who dresses up in the team jersey to watch the game. References to his ‘military service’ recur frequently throughout the book, as though it were actually more than a few months spent avoiding it. He was the only modern American president to appear in public in a military uniform – even Eisenhower never wore his while president – like a ribboned despot from a banana republic. He has said that one of his proudest moments was throwing out the ceremonial first pitch in a World Series game. The frontispiece to the book is the photo of Bush in his other proud moment, standing in the ruins of the Twin Towers with his cheerleader bullhorn, just one of the relief worker guys.

A pup in a valley of alpha males, inadequate compared to Dad, humiliated by Mother, he classically became a bully to compensate: an ass-brander, noted for what he calls verbal ‘needling’; a boss who cussed out his subordinates and invented demeaning nicknames for everyone around him; a president who taunted terrorists, most of them imaginary, and challenged them to ‘bring it on’.

He was notoriously oblivious to suffering, including the torture of alleged terrorists, which he openly and unequivocally approved. Who can forget his mocking, while governor, of Karla Faye Tucker, whom even the pope tried to save from the electric chair? Or his humorous ‘who’s hiding the WMDs?’ performance at the White House Correspondents dinner? Or that Bush, the military man, cut benefits for veterans and did nothing about appalling conditions in veterans’ hospitals? Or that he decimated the agencies that protect public health and safety?

The book states that, for him, the worst moment of his presidency was, not 9/11, or the hundreds of thousands he killed or maimed, or the millions he made homeless in Iraq and jobless in the United States, but when the rapper Kanye West said, in a fundraiser for Katrina victims, that Bush didn’t care about black people.

West was only half right. Bush is not particularly racist. He never portrayed Hispanics as hordes of scary invaders; Condi was his workout buddy and virtually his second wife; he was in awe of Colin Powell; and he was most comfortable in the two most integrated sectors of American society, the military and professional sports. It wasn’t that he didn’t care about black people. Outside of his family, he didn’t care about people, and Billy Graham taught him that ‘we cannot earn God’s love through good deeds’ – only through His grace, which Bush knew he had already received.